Stacey L. Pinion
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stacey Lynn Pinion, who also goes by Stacey Lynn Takas, was a registered financial professional .
Stacey is a previously registered financial professional and started their career in finance in 2003. Stacey had worked at 5 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2012 - November 12, 2015
PRIMESOLUTIONS SECURITIES, INC.
April 13, 2012 - November 12, 2015
PRIMESOLUTIONS SECURITIES, INC.
January 1, 2008 - April 20, 2010
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2008 - April 20, 2010
WELLS FARGO CLEARING SERVICES, LLC
September 5, 2006 - January 1, 2008
A. G. EDWARDS & SONS, INC.
March 20, 2006 - January 3, 2008
A. G. EDWARDS & SONS, INC.
March 8, 2006 - March 23, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 3, 2003 - March 8, 2006
ADVEST, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRIMESOLUTIONS SECURITIES, INC.
CRD#: 46017 / SEC#: , 8-51286
Contact information
Disclosures
| Regulatory Event | 2 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
