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EO

Eric G. Ortiz-berrios

IPI WEALTH MANAGEMENT
San Juan, PR 00918
Some features on this profile are disabled
CRD#: 4493967
EO

Professional summary

Eric G Ortiz-berrios is a registered financial advisor currently at IPI WEALTH MANAGEMENT, INC. located in San Juan, and INVESTMENT PLANNERS, INC. located in Decatur, Illinois.

Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Eric has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Eric Ortiz G. Ortiz-Berrios, self-employed CPA, Carr. 411, Ramal 414, Bo. Cruces, Aguada, PR 00602, non-investment related, since May 1, 2001, Tax consulting and preparer, 8 hours per month, 12,000 annual compensation. 2. Other Outside Insurance Brokerage Business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric G Ortiz-berrios's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 20, 2020 - Present

IPI WEALTH MANAGEMENT, INC.

Office #1: The City Towers 252 Ponce De Leon Ave. Suite 1001, San Juan, PR 00918
RIA
CRD#: 111872
San Juan, PR
Current

October 20, 2020 - Present

INVESTMENT PLANNERS, INC.

Office #1: 226 W. Eldorado Street, Decatur, IL 62522Office #2: 201 Calle La Paz Suite 1, Aguada, PR 00602
BD
CRD#: 18557
Decatur, IL
Past

January 5, 2018 - October 21, 2020

NPA ASSET MANAGEMENT, LLC

RIA
CRD#: 131534
San Juan, PR
Past

June 1, 2017 - December 31, 2017

NPA ASSET MANAGEMENT, LLC

RIA
CRD#: 131534
San Juan, PR
Past

June 1, 2017 - October 21, 2020

NATIONWIDE PLANNING ASSOCIATES INC.

BD
CRD#: 31029
San Juan, PR
Past

February 9, 2015 - June 2, 2017

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
PONCE, PR
Past

November 21, 2013 - June 2, 2017

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
PONCE, PR
Past

June 11, 2013 - November 22, 2013

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
AGUADA, PR
Past

May 2, 2002 - May 13, 2003

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IW
IPI WEALTH MANAGEMENT, INC.
IPI ASSET MANAGEMENT, INC. | VOGEL & COMPANY, LLC | KOSHINSKI ASSET MANAGEMENT, INC.-DBA IPI ASSET MANAGEMENT, INC. | KOSHINSKI ASSET MANAGEMENT, INC. DBA INVESTMENT PLANNERS | KOSHINSKI ASSET MANAGEMENT INC. | IPI WEALTH MANAGEMENT, INC. | IPI WEALTH MANAGEMENT, INC.

CRD#: 111872 / SEC#: 801-56878

RIA
Registered Investment Advisory firm - (11/1/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Puerto Rico
(10/20/2020)
IAR
Puerto Rico
(10/20/2020)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/12/2015
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/10/2013
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

IW
IPI WEALTH MANAGEMENT, INC.
IPI ASSET MANAGEMENT, INC. | VOGEL & COMPANY, LLC | KOSHINSKI ASSET MANAGEMENT, INC.-DBA IPI ASSET MANAGEMENT, INC. | KOSHINSKI ASSET MANAGEMENT, INC. DBA INVESTMENT PLANNERS | KOSHINSKI ASSET MANAGEMENT INC. | IPI WEALTH MANAGEMENT, INC. | IPI WEALTH MANAGEMENT, INC.

CRD#: 111872 / SEC#: 801-56878

RIA
Registered Investment Advisory firm - (11/1/1999 Approved)
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Contact information

Main Address
226 W. Eldorado, Decatur, IL 62522
Mailing Address
P.o. Box 170, Decatur, IL 62525-0170
Phone number
(217) 425-6340
Established
Firm type
Fiscal year end
# of Employees
73

SEC notice filing (47 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

IPI WEALTH MANAGEMENT ADV2A (6/9/2025)

Regulatory assets under management

Total Number of Accounts10,743
AUM (Assets Under Management)$ 2,248,994,441

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

IPI WEALTH MANAGEMENT, INC.

CRD#: 111872San Juan, PR 00918

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