Richard D. Koshgerian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard David Koshgerian JR, who also goes by Richard David Koshgerian, Rick Koshgerian, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 2002. Richard had worked at 4 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 2015 - October 1, 2019
CHIMERA SECURITIES, LLC
June 9, 2011 - December 18, 2014
CHIMERA SECURITIES, LLC
November 9, 2009 - May 20, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
April 1, 2008 - October 5, 2009
BRIGHT TRADING, LLC
May 28, 2003 - January 6, 2004
FIS BROKERAGE & SECURITIES SERVICES LLC
January 11, 2002 - June 2, 2003
LION'S GROUP TRADING LLC
State Registrations and Notice Filings
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Exams
Series 55
Date: 6/4/2001
Limited Representative-Equity Trader ExamCurrent Firm
CHIMERA SECURITIES, LLC
CRD#: 147566 / SEC#: , 8-67915
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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