Wesley J. Keeton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wesley Jay Keeton, ChFC®, CLU®, who also goes by Wes Keeton, was a registered financial professional .
Wesley is a previously registered financial professional and started their career in finance in 2002. Wesley had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 24, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2019 - November 22, 2021
THE KEETON GROUP
January 8, 2018 - December 31, 2018
AMERITAS INVESTMENT COMPANY, LLC
January 2, 2018 - December 31, 2018
AMERITAS INVESTMENT COMPANY, LLC
September 24, 2014 - January 8, 2018
PRUCO SECURITIES, LLC.
September 22, 2014 - January 8, 2018
PRUCO SECURITIES, LLC.
February 19, 2013 - September 15, 2014
NEW ENGLAND SECURITIES
August 26, 2005 - September 15, 2014
MSI FINANCIAL SERVICES, INC.
August 4, 2005 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
August 4, 2005 - September 15, 2014
MSI FINANCIAL SERVICES, INC.
May 24, 2005 - August 2, 2005
CHASE INVESTMENT SERVICES CORP.
May 24, 2005 - August 2, 2005
CHASE INVESTMENT SERVICES CORP.
September 3, 2003 - March 15, 2005
OSAIC FA, INC.
September 3, 2003 - March 15, 2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
September 3, 2003 - March 15, 2005
OSAIC FA, INC.
July 18, 2002 - August 29, 2003
A. G. EDWARDS & SONS, INC.
March 15, 2002 - August 29, 2003
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
THE KEETON GROUP
CRD#: 300181 / SEC#:
Contact information
Red Flags
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