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Michael Carmine Mercauto

HENG REN PARTNERS
BOSTON, MA
·CRD# 4493529·24 years experience

Professional Summary

Michael Carmine Mercauto is a registered financial advisor currently at HENG REN PARTNERS located in Boston, Massachusetts. Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Michael has worked at 3 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

HENG REN PARTNERS·CRD# 296062
RIA
One Boston Place Suite 2600, Boston, MA 02108
May 29, 2026 - Present
LPL FINANCIAL LLC·CRD# 6413
RIA
Boston, MA
September 9, 2013 - January 31, 2014
LPL FINANCIAL LLC·CRD# 6413
BD
Boston, MA
August 1, 2013 - January 31, 2014
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP·CRD# 7325
BD
Andover, MA
June 28, 2002 - August 14, 2006

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Current Firm

HR
HENG REN PARTNERS

HENG REN PARTNERS | HENG REN PARTNERS LLC

CRD#: 296062
Massachusetts
Registered Investment Advisory firm - Massachusetts (5/26/2026 Approved)

Contact Information

Main Address

One Boston Place Suite 2600, Boston, MA 02108

Phone Number

(917) 439-7369

# of Employees

3

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

2

AUM (Assets Under Management)

$10,741,929

Exempt reporting advisers


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
SEC / JURISDICTIONREPORTING STATUSEFFECTIVE DATE
MassachusettsERA - Withdrawn2/10/2026

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Massachusetts
(5/29/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2013About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2003About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 2013About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 2002About the Series 6 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Michael Carmine Mercauto's CRS (Customer Relationship Summary).

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