Alton K. Stump
Professional summary
Alton Kemp Stump is a registered financial professional currently at LOOP CAPITAL MARKETS LLC located in New York, New York.
Alton is registered as a RR (Registered Representative) and started their career in finance in 2002. Alton has worked at 6 firms and has passed the Series 63, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alton Kemp Stump's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 22, 2021 - Present
LOOP CAPITAL MARKETS LLC
Office #1: 88 Pine Street 25th Floor, New York, NY 10005January 31, 2014 - September 20, 2021
LONGBOW SECURITIES, LLC
August 21, 2013 - February 3, 2014
AMERICA NORTHCOAST SECURITIES, INC.
August 21, 2013 - February 3, 2014
NORTHCOAST RESEARCH PARTNERS, LLC
March 6, 2006 - August 15, 2013
LONGBOW SECURITIES, LLC
May 24, 2004 - March 8, 2006
AMERICA NORTHCOAST SECURITIES, INC.
October 21, 2002 - January 15, 2003
FTN EQUITY CAPITAL MARKETS CORP.
May 24, 2002 - October 21, 2002
FHN FINANCIAL SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/24/2021)
Exams
FINRA
Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
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