Alicia A. Turner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alicia Ann Turner, who also goes by Alicia A D'eramo, Alicia Ann D'eramo, Alicia A Turner, was a registered financial professional .
Alicia is a previously registered financial professional and started their career in finance in 2002. Alicia had worked at 8 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 29, 2016 - December 5, 2016
GRACE CAPITAL MANAGEMENT, LLC
March 23, 2011 - August 24, 2015
STRATEGIC ADVISERS LLC
March 18, 2011 - August 11, 2015
FIDELITY BROKERAGE SERVICES LLC
November 5, 2004 - October 29, 2009
STRATEGIC ADVISERS LLC
November 5, 2004 - February 15, 2011
FIDELITY BROKERAGE SERVICES LLC
January 22, 2004 - July 22, 2004
W.E. DONOGHUE & CO., INC
January 5, 2004 - June 25, 2004
AGES FINANCIAL SERVICES, LTD.
February 24, 2003 - December 18, 2003
SIGNATOR INVESTORS, INC.
March 21, 2002 - October 17, 2002
IDS LIFE INSURANCE COMPANY
March 21, 2002 - October 17, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GRACE CAPITAL MANAGEMENT, LLC
CRD#: 169813 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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