JB
Jesse S. Babich
ADVANCED ADVISOR GROUP
Duluth, MN 55811
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CRD#: 4493074
JB
Professional summary
Jesse Stephen Babich is a registered financial advisor currently at ADVANCED ADVISOR GROUP, LLC located in Duluth, Minnesota and EFS ADVISORS located in Duluth, Minnesota.
Jesse is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Jesse has worked at 3 firms and has passed the Series 63, Series 66, SIE, Series 6 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) JB RENTAL PROPERTIES-2118 4th AVE. EAST, HIBBING, MN 55746, OWNER, NON-INVESTMENT RELATED, MARCH 2005-CURRENT, OWN AND MANAGE one RENTAL PROPERTY; 2.5 HRS./MONTH. 2) JB LAWN SERVICE, 2118 4th AVE. E, HIBBING, MN 55476, OWNER/REPRESENTATIVE, LAWN MOWING, 15 HRS/MONTH, MAY 2011-CURRENT 3) Kiwanis Club of Hibbing, MN; PO Box 153, Hibbing, MN 55746; President; Community service organization; 3 hours weekly; April 2021-present 4) Elks Lodge #1022; 502 E Howard St, Hibbing, MN 55746; Boardmember; Community Service Organization; 1-2 hours biweekly; April 2021-present 5) Hibbing Public Utilities Non Inv Hibbing MN Public Utility Commissioner 11/2021 10 noninv 0 inv makes decisions pertaining to management of the utility and directs the general manager. Two meeting per month to attend. 6) Skywest Airlines non inv 03/2023 St George UT (Skywest Airlines) Hibbing Chisholm Hibbing MN Airport location Airline Customer Service Agent 03/2023 24 non inv 0 inv baggage handling, ticketing and customer service. 7) First Premiere Properties, Non INV, Hibbing, MN, 55746, Storage unit rental, President, owner/operator, 11/1/2024, 3 non inv, 0 inv/hrs month, Own a storage unit with 2 other people. Storage space is available for others to rent.
CRS (Client Relationship Summary) - RIA
Click below to view Jesse Stephen Babich's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 15, 2014 - Present
ADVANCED ADVISOR GROUP, LLC
Office #1: 639 E Central Entrance, Duluth, MN 55811RIA
BD
CRD#: 140393
Duluth, MN
Current
January 15, 2014 - Present
EFS ADVISORS
Office #1: 639 E Central Entrance, Duluth, MN 55811RIA
CRD#: 115211
Duluth, MN
Current
July 16, 2010 - Present
ADVANCED ADVISOR GROUP, LLC
Office #1: 639 E Central Entrance, Duluth, MN 55811RIA
BD
CRD#: 140393
Duluth, MN
Past
February 28, 2002 - May 22, 2003
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EFS ADVISORS
EDUCATOR'S FINANCIAL SERVICES, INC. | EFS ADVISORS LLC | EFS ADVISORS
CRD#: 115211 / SEC#: 801-62857
RIA
Registered Investment Advisory firm - (3/11/2004 Approved)Iowa
Registered Investment Advisory firm - (6/29/2004 Terminated)North Dakota
Registered Investment Advisory firm - (7/26/2004 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Michigan(2/19/2024)
RR
Minnesota(8/9/2010)
IAR
Minnesota(1/15/2014)
IAR
Virginia(2/16/2024)
RR
Wisconsin(11/3/2020)
IAR
Wisconsin(2/19/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EA
EFS ADVISORS
EDUCATOR'S FINANCIAL SERVICES, INC. | EFS ADVISORS LLC | EFS ADVISORS
CRD#: 115211 / SEC#: 801-62857
RIA
Registered Investment Advisory firm - (3/11/2004 Approved)Iowa
Registered Investment Advisory firm - (6/29/2004 Terminated)North Dakota
Registered Investment Advisory firm - (7/26/2004 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1995 East Rum River Drive S, Cambridge, MN 55008
Mailing Address
Phone number
(763) 689-9023
Established
Firm type
Fiscal year end
# of Employees
59
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 29,714 |
| AUM (Assets Under Management) | $ 2,271,853,092 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EFS ADVISORS
CRD#: 115211Duluth, MN 55811TRUST BUT VERIFY
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