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RW

Robert L. Wainscott

THE LONDON COMPANY OF VIRGINIA
Richmond, VA 23226
Some features on this profile are disabled
CRD#: 4492949
RW

Professional summary

Robert Livingston Wainscott is a registered financial advisor currently at THE LONDON COMPANY OF VIRGINIA located in Richmond, Virginia.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Robert has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Posey LLC; not investment-related; 9 Foot Point Road, Hilton Head, SC 29928; Member of LLC, start date: 12/2017; 0 hours per month devoted to the activity; 9 hours during trading hours; 1% passive owner.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Livingston Wainscott's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 9, 2014 - Present

THE LONDON COMPANY OF VIRGINIA

Office #1: 1800 Bayberry Court, Suite 301, Richmond, VA 23226
RIA
CRD#: 106654
Richmond, VA
Past

May 26, 2011 - May 28, 2014

DAVENPORT & COMPANY LLC

RIA
CRD#: 1588
RICHMOND, VA
Past

April 1, 2011 - May 28, 2014

DAVENPORT & COMPANY LLC

BD
CRD#: 1588
RICHMOND, VA
Past

April 23, 2010 - March 16, 2011

CETERA FINANCIAL SPECIALISTS LLC

BD
CRD#: 10358
SCHAUMBURG, IL
Past

January 22, 2008 - March 17, 2011

CAPITAL BROKERAGE CORPORATION

BD
CRD#: 10465
RICHMOND, VA
Past

June 27, 2002 - March 1, 2004

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TL
THE LONDON COMPANY OF VIRGINIA
GODDARD CAPITAL MANAGEMENT | THE LONDON COMPANY OF VIRGINIA, LLC | THE LONDON COMPANY OF VIRGINIA | THE LONDON COMPANY | LONDON CO OF VIRGINIA

CRD#: 106654 / SEC#: 801-46604

RIA
Registered Investment Advisory firm - (6/13/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(6/18/2014)
IAR
Virginia
(6/9/2014)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/25/2011
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/25/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 2/22/2010
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/21/2008
Investment Company Products/Variable Contracts Representative Examination

Current Firm

TL
THE LONDON COMPANY OF VIRGINIA
GODDARD CAPITAL MANAGEMENT | THE LONDON COMPANY OF VIRGINIA, LLC | THE LONDON COMPANY OF VIRGINIA | THE LONDON COMPANY | LONDON CO OF VIRGINIA

CRD#: 106654 / SEC#: 801-46604

RIA
Registered Investment Advisory firm - (6/13/1994 Approved)
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Contact information

Main Address
1800 Bayberry Court, Suite 301, Richmond, VA 23226
Mailing Address
Phone number
(804) 775-0317
Established
Firm type
Fiscal year end
# of Employees
51

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

LONDON FORM ADV - PART 2 (3/19/2025)

Regulatory assets under management

Total Number of Accounts7,024
AUM (Assets Under Management)$ 16,008,686,369

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE LONDON COMPANY OF VIRGINIA

CRD#: 106654Richmond, VA 23226

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