Jay B. Sumner
Professional summary
Jay Baucom Sumner was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jay is a previously registered financial advisor and started their career in finance in 2002. Prior to being barred, Jay had worked at 2 firms, which includes FREEDOM CAPITAL ADVISORS LLC, GEEK SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 2002 - December 9, 2003
FREEDOM CAPITAL ADVISORS, LLC
February 27, 2002 - March 13, 2002
GEEK SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current firm
No current employment
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