James F. Jebbia

DILIGENT INVESTORS

Pottsboro, TX

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CRD#: 4492550

Professional summary

James Felix Jebbia, who also goes by James Jebbia, is a registered financial advisor currently at DILIGENT INVESTORS, LLC located in Pottsboro, Texas.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. James has worked at 5 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James Jebbia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. FEB 15, 2019; DILIGENT INVESTORS LLC, BANNING, CA; INVESTMENT RELATED; REGISTERED INVESTMENT ADVISOR; INVESTMENT ADVISOR REPRESENTATIVE; PROVIDE INVESTMENT ADVICE; DEVOTE 100/MONTH DURING MARKET HOURS. 2. FEB 15, 2019; M. S. INSENTRA LLC, SCOTTSDALE, AZ; INVESTMENT RELATED; INSURANCE; AGENT; SELLING INSURANCE; DEVOTE 0-5 HOURS/MONTH DURING MARKET HOURS. 3. JAN 2022; RBJ FINANCIAL GROUP, LLC, NEWPORT BEACH CA; INVESTMENT RELATED; FIXED ANNUITY IMO; FINANCIAL ADVISOR; ADVISE CLIENTS ON FIXED ANNUITIES; DEVOTE 10 HRS/MONTH, 5 HRS/MONTH DURING MARKET HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Felix Jebbia's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 19, 2019 - Present

DILIGENT INVESTORS, LLC

RIA

CRD#: 158708

Pottsboro, TX

Past

February 15, 2019 - May 20, 2024

M. S. HOWELLS & CO.

CRD#: 104100

Redlands, CA

Past

June 1, 2009 - February 25, 2019

MORGAN STANLEY

RIA

CRD#: 149777

RIVERSIDE, CA

Past

June 1, 2009 - February 25, 2019

MORGAN STANLEY

CRD#: 149777

RIVERSIDE, CA

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

ONTARIO, CA

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

ONTARIO, CA

Past

May 7, 2002 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

ONTARIO, CA

Past

March 14, 2002 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

ONTARIO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DILIGENT INVESTORS, LLC

CRD#: 158708 / SEC#: 801-72643

RIA

Registered Investment Advisory firm - (8/19/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/19/2019)

IAR

Texas
(11/16/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/1/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 4/1/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/13/2002

General Securities Representative Examination

Current Firm

DILIGENT INVESTORS, LLC

CRD#: 158708 / SEC#: 801-72643

RIA

Registered Investment Advisory firm - (8/19/2011 Approved)

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Contact information

Main Address

1447 Ford Street Suite 200, Redlands, CA 92374

Mailing Address

1447 Ford Street, Redlands, CA 92374

Phone number

(909) 792-2894

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DI - ADV PART 2A: FIRM BROCHURE (2/10/2025)

DI - ADV PART 2A APPENDIX 1: WRAP BROCHURE (2/10/2025)

Regulatory assets under management

Total Number of Accounts	1,922
AUM (Assets Under Management)	$ 664,728,436

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James F. Jebbia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Felix Jebbia's CRS (Customer Relationship Summary).

Certified licenses

Experience

M. S. HOWELLS & CO.

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

DILIGENT INVESTORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/1/2002

SIE

Date: 10/1/2018

Series 31

Date: 4/1/2002

Series 7

Date: 3/13/2002

Current Firm

DILIGENT INVESTORS, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DILIGENT INVESTORS, LLC

TRUST BUT VERIFY

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