Renee' M. Hasenoehrl
Professional summary
Renee' M Hasenoehrl, who also goes by Renee Marie Sass, is a registered financial advisor currently at NORTHCAPE WEALTH MANAGEMENT located in Williamsville, New York.
Renee' is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Renee' has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Renee' M Hasenoehrl's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 23, 2021 - Present
NORTHCAPE WEALTH MANAGEMENT
Office #1: 6565 Main Street, Williamsville, NY 14221July 10, 2018 - May 21, 2021
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2008 - May 21, 2021
WELLS FARGO CLEARING SERVICES, LLC
February 12, 2002 - January 3, 2008
A. G. EDWARDS & SONS, INC.
Primary Firm SEC Registration
NORTHCAPE WEALTH MANAGEMENT
CRD#: 312350 / SEC#: 801-120425
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/23/2021)
Exams
Series 7TO
Date: 7/7/2022
General Securities Representative ExaminationCurrent Firm
NORTHCAPE WEALTH MANAGEMENT
CRD#: 312350 / SEC#: 801-120425
Contact information
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,405 |
| AUM (Assets Under Management) | $ 614,524,913 |
Red Flags
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Company Information
NORTHCAPE WEALTH MANAGEMENT
CRD#: 312350Williamsville, NY 14221TRUST BUT VERIFY
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