John J. Asta

ELEVATION ADVISORY PARTNERS LLC

Missouri City, TX

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CRD#: 4491887

Professional summary

John Joseph Asta JR., who also goes by John Joseph Asta, John Asta, is a registered financial advisor currently at ELEVATION ADVISORY PARTNERS LLC located in Missouri City, Texas and SILVER OAK SECURITIES, INCORPORATED located in Leawood, Kansas.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. John has worked at 6 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Joseph Asta | John Asta

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1). Elevation Advisory Partners,Is Investment Related,,Independent RIA,IAR,Branch office location, 2023-02-20,160 hours per month,140 hours per month during trading hours,Fee Based Compensation,IAR of an independent RIA 2). Open Road Wealth Management,Is Investment Related,,fixed insurance and annuity sales,Branch office location,Owner,2013-01-01,50 hours per month,50 hours per month during trading hours,Commission Compensation,fixed insurance and annuity sales 3). Villanova Univ. Mentor Program,Is Not Investment Related,,Branch office location,mentor to college students,mentor,2021-01-01,10 hours per month,0 hours per month during trading hours,Commission Compensation,mentor to college students

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Joseph Asta JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 16, 2023 - Present

ELEVATION ADVISORY PARTNERS LLC

RIA

CRD#: 312170

Missouri City, TX

Current

July 31, 2023 - Present

SILVER OAK SECURITIES, INCORPORATED

Office #1: 11111 Nall Ave Suite 202, Leawood, KS 66211

RIA

CRD#: 46947

Leawood, KS

Past

February 13, 2013 - August 8, 2023

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

HOUSTON, TX

Past

February 13, 2013 - August 8, 2023

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

HOUSTON, TX

Past

April 24, 2008 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

HOUSTON, TX

Past

April 24, 2008 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

HOUSTON, TX

Past

January 12, 2007 - April 2, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SUGARLAND, TX

Past

January 12, 2007 - April 2, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SUGARLAND, TX

Past

February 6, 2006 - January 23, 2007

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

SUGAR LAND, TX

Past

January 13, 2006 - January 23, 2007

UBS FINANCIAL SERVICES INC.

CRD#: 8174

SUGAR LAND, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ELEVATION ADVISORY PARTNERS LLC

ELEVATION ADVISORY PARTNERS LLC | OPEN ROAD WEALTH MANAGEMENT | HARRISON CAPITAL MANAGEMENT

CRD#: 312170 / SEC#: 801-120658

RIA

Registered Investment Advisory firm - (3/31/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/1/2023)

Colorado
(8/1/2024)

Connecticut
(8/1/2023)

Florida
(8/16/2023)

IAR

Florida
(8/16/2023)

Kansas
(8/1/2023)

Massachusetts
(8/8/2023)

New Jersey
(8/1/2023)

Ohio
(8/1/2023)

Pennsylvania
(8/3/2023)

South Carolina
(8/1/2023)

Texas
(8/1/2023)

IAR

Texas
(8/16/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/3/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 11/23/2008

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/12/2006

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ELEVATION ADVISORY PARTNERS LLC

ELEVATION ADVISORY PARTNERS LLC | OPEN ROAD WEALTH MANAGEMENT | HARRISON CAPITAL MANAGEMENT

CRD#: 312170 / SEC#: 801-120658

RIA

Registered Investment Advisory firm - (3/31/2021 Approved)

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Contact information

Main Address

3505 Lake Lynda Drive Suite 200, Orlando, FL 32817

Mailing Address

Phone number

(913) 827-4588

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ELEVATION 2A BROCHURE (10/8/2025)

Regulatory assets under management

Total Number of Accounts	987
AUM (Assets Under Management)	$ 205,795,570

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John J. Asta

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Joseph Asta JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

SILVER OAK SECURITIES, INCORPORATED

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

ELEVATION ADVISORY PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/3/2006

SIE

Date: 10/1/2018

Series 31

Date: 11/23/2008

Series 7

Date: 1/12/2006

FINRA

Current Firm

ELEVATION ADVISORY PARTNERS LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ELEVATION ADVISORY PARTNERS LLC

TRUST BUT VERIFY

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