Hanford B. Trent
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hanford Bruce Trent, who also goes by Bruce Trent Jr, was a registered financial professional .
Hanford is a previously registered financial professional and started their career in finance in 1969. Hanford had worked at 12 firms and has passed the Series 63, PC, Series 1, Series 40, Series 4 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 2010 - December 19, 2012
J.P. TURNER & COMPANY, L.L.C.
July 8, 2009 - November 17, 2010
NEWPORT COAST SECURITIES, INC.
November 10, 2008 - June 4, 2009
REGAL SECURITIES, INC.
July 16, 2007 - November 18, 2008
GUNNALLEN FINANCIAL, INC
April 7, 1992 - July 16, 2007
BROOKSTREET SECURITIES CORPORATION
April 6, 1988 - April 7, 1992
HAMILTON INVESTMENTS, INC.
October 11, 1983 - April 12, 1988
TUCKER ANTHONY INCORPORATED
October 18, 1982 - September 27, 1983
TALON SECURITIES, INC.
December 29, 1980 - October 29, 1982
MORGAN STANLEY DW INC.
January 16, 1980 - August 29, 1980
BLUNT ELLIS & LOEWI INCORPORATED
November 14, 1972 - January 18, 1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
November 25, 1969 - November 14, 1972
EASTMAN DILLON, UNION SECURITIES & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 9/13/1977
AMEX Put and Call ExamSeries 1
Date: 11/19/1969
Registered Representative ExaminationSeries 40
Date: 12/21/1978
Registered Principal ExaminationSeries 12
Date: 6/7/1973
NYSE Branch Manager ExaminationCurrent Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
