Miguel Chuca

KWS ADVISORY GROUP

EDINBURG, TX 78539

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CRD#: 4491705

Professional summary

Miguel Chuca, who also goes by Mike Chuca, is a registered financial advisor currently at KWS ADVISORY GROUP, LLC located in Edinburg, Texas.

Miguel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Miguel has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Chuca

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. REGION ONE EDUCATION SERVICE CENTER, 1400 W Schunior, Edinburg, TX 78541 SINCE 07/2006, ADMINISTRATOR PROVIDE TRAINING TO EDUCATORS ON DATA ANALYSIS SOFTWARE, 40 HRS. MO. 0 DURING SECURITIES TRADING. 2. KWS Financial Group. 3407 W Alberta Rd., Edinburg, TX 78539 LICENSED INSURANCE AGENT ABLE TO SOLICIT AND SELL FIXED ANNUITIES & FIXED INDEX ANNUITIES' APPROX 16 HRS. MO. DURING TRADING HOURS. CURRENTLY MARKETING UNDER. Receives commission. 3. Chuca Wealth Management and Financial Services. DBA for work as a Rep of St Bernard Financial Services. 40 hrs a week during trading hours. 4. Hope Chuca.600 Bowie Street Weslaco, TX 78596 Rental property management. 0 hours a week. Not during trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Miguel Chuca's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 3, 2025 - Present

KWS ADVISORY GROUP, LLC

Office #1: 3407 W Alberta Rd, Edinburg, TX 78539

RIA

CRD#: 309184

EDINBURG, TX

Past

November 30, 2018 - July 1, 2025

ST. BERNARD FINANCIAL SERVICES, INC.

CRD#: 36956

Edinburg, TX

Past

January 30, 2017 - October 23, 2018

REGULUS FINANCIAL GROUP, LLC

CRD#: 150631

McAllen, TX

Past

February 23, 2011 - December 31, 2016

MONEY CONCEPTS CAPITAL CORP

CRD#: 12963

MCALLEN, TX

Past

June 13, 2008 - August 6, 2010

UNITED EQUITY SECURITIES, LLC

CRD#: 47261

EDINBURG, TX

Past

April 12, 2002 - June 2, 2008

WORLD GROUP SECURITIES, INC.

CRD#: 114473

DULUTH, GA

Past

March 12, 2002 - April 12, 2002

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/25/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/6/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/11/2002

Investment Company Products/Variable Contracts Representative Examination

Current Firm

KWS ADVISORY GROUP, LLC

CRD#: 309184 / SEC#:

Texas

Registered Investment Advisory firm - (9/16/2020 Approved)

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Contact information

Main Address

3407 W Alberta Rd, Edinburg, TX 78539

Mailing Address

Phone number

(956) 393-7516

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	100
AUM (Assets Under Management)	$ 9,100,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Miguel Chuca

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Miguel Chuca's CRS (Customer Relationship Summary).

Certified licenses

Experience

ST. BERNARD FINANCIAL SERVICES, INC.

REGULUS FINANCIAL GROUP, LLC

MONEY CONCEPTS CAPITAL CORP

UNITED EQUITY SECURITIES, LLC

WORLD GROUP SECURITIES, INC.

WMA SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/25/2025

Series 63

Date: 5/6/2002

SIE

Date: 10/1/2018

Series 6

Date: 3/11/2002

Current Firm

KWS ADVISORY GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

KWS ADVISORY GROUP, LLC

TRUST BUT VERIFY

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