Miguel Chuca
Professional summary
Miguel Chuca, who also goes by Mike Chuca, is a registered financial advisor currently at KWS ADVISORY GROUP, LLC located in Edinburg, Texas.
Miguel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Miguel has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Miguel Chuca's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 3, 2025 - Present
KWS ADVISORY GROUP, LLC
Office #1: 3407 W Alberta Rd, Edinburg, TX 78539November 30, 2018 - July 1, 2025
ST. BERNARD FINANCIAL SERVICES, INC.
January 30, 2017 - October 23, 2018
REGULUS FINANCIAL GROUP, LLC
February 23, 2011 - December 31, 2016
MONEY CONCEPTS CAPITAL CORP
June 13, 2008 - August 6, 2010
UNITED EQUITY SECURITIES, LLC
April 12, 2002 - June 2, 2008
WORLD GROUP SECURITIES, INC.
March 12, 2002 - April 12, 2002
WMA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/3/2025)
Exams
Current Firm
KWS ADVISORY GROUP, LLC
CRD#: 309184 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 100 |
| AUM (Assets Under Management) | $ 9,100,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KWS ADVISORY GROUP, LLC
CRD#: 309184Edinburg, TX 78539TRUST BUT VERIFY
Monitor Miguel Chuca
Get automatic monthly alerts on:
