Adam M. Shack

BLACKROCK FINANCIAL MANAGEMENT,

New York, NY 10001

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CRD#: 4491677

Professional summary

Adam Michael Shack is a registered financial advisor currently at BLACKROCK FINANCIAL MANAGEMENT, INC located in New York, New York and BLACKROCK INVESTMENTS, LLC located in New York, New York.

Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Adam has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) West Johnson Group LLC (Raleigh, North Carolina). Commercial building owner - Investor. Member of a LLC buying a commercial building with zero management or operational responsibilities. (2) JLO5 LLC (Kill Devil Hills, NC) Rental Property - Condo. I do not devote any time to the LLC. (3) Shack Holdings, LLC (Raleigh, North Carolina); Owner. Owns rental houses. Description: Investment in rental properties. Using a management company to run operationally. LLC that owns rental properties. 50/50 with my brother. Using a management company to run operations. House address 344 Summit Ave Raleigh, NC 27603; Non-investment related; Start Date: 2/17/2022; Time per month devoted to activity: 1 hour. (4) Tail Gunner Sport Fishing, LLC; Boat owner. LLC to hold boat that I currently hold in my name. Liability purposes; Non-investment related; Start Date: 04/08/2022; Time per month devoted to activity: 1 hour. (5) Tail Gunner Real Estate (Atlantic Beach, North Carolina), LLC, Owner - management company runs rentals; LLC to hold rental house in Atlantic Beach. If I own more properties they will also go into the LLC; Non-investment related; Start Date: 04/08/2022; Time per month devoted to activity: 1 hour. (6) -- PuroClean of NorthEast Raleigh ; Invest in a friend's( (Jackson Popielarcheck) PuroClean franchise. They are a reputable national leader in the home restorations industry. Jackson and I would be 50/50 partners with no operational responsibilities on my end. ; Founder / Co-founder; Help him strategically and financially get his franchise up and running. I would have zero operating responsibilities moving forward I'll help him with large strategic decisions around growth but would be doing so anyway in an unofficial way even if I wasn't involved. PuroClean franchises are part of the parent company PuroSystems of Tamarac and owned by Signal Restoration, one of the largest privately held restoration companies in the USA. They have a blue print for success and compliance which is why I wanted to get involved.; 1 hrs/month; Start Date:06-02-2025

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Michael Shack's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 10, 2006 - Present

BLACKROCK FINANCIAL MANAGEMENT, INC

Office #1: 50 Hudson Yards, New York, NY 10001

RIA

CRD#: 107105

New York, NY

Current

March 14, 2003 - Present

BLACKROCK INVESTMENTS, LLC

Office #1: 50 Hudson Yards, New York, NY 10001

CRD#: 38642

New York, NY

Past

January 31, 2002 - February 20, 2003

SCHONFELD SECURITIES, LLC

CRD#: 23304

JERICHO, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLACKROCK FINANCIAL MANAGEMENT, INC

CRD#: 107105 / SEC#: 801-48433

RIA

Registered Investment Advisory firm - (2/28/1995 Approved)

Oklahoma

Registered Investment Advisory firm - (3/31/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/1/2021)

Alaska
(7/1/2021)

Arizona
(7/1/2021)

Arkansas
(7/1/2021)

California
(7/1/2021)

Colorado
(7/1/2021)

Connecticut
(7/1/2021)

Delaware
(7/1/2021)

District of Columbia
(7/1/2021)

Florida
(7/1/2021)

Georgia
(7/1/2021)

Hawaii
(7/1/2021)

Idaho
(7/1/2021)

Illinois
(7/1/2021)

Indiana
(7/1/2021)

Iowa
(7/1/2021)

Kansas
(7/1/2021)

Kentucky
(7/1/2021)

Louisiana
(7/1/2021)

Maine
(7/1/2021)

Maryland
(7/1/2021)

Massachusetts
(7/1/2021)

Michigan
(7/1/2021)

Minnesota
(7/1/2021)

Mississippi
(7/1/2021)

Missouri
(7/1/2021)

Montana
(7/1/2021)

Nebraska
(7/1/2021)

Nevada
(7/1/2021)

New Hampshire
(7/1/2021)

New Jersey
(6/5/2014)

New Mexico
(7/1/2021)

New York
(3/14/2003)

IAR

New York
(2/3/2022)

North Carolina
(3/2/2010)

IAR

North Carolina
(3/18/2016)

North Dakota
(7/1/2021)

Ohio
(7/1/2021)

Oklahoma
(7/1/2021)

Oregon
(7/1/2021)

Pennsylvania
(7/1/2021)

Rhode Island
(7/1/2021)

South Carolina
(3/1/2010)

South Dakota
(7/1/2021)

Tennessee
(11/21/2022)

Texas
(7/1/2021)

Utah
(7/1/2021)

Vermont
(7/1/2021)

Virginia
(1/3/2018)

Washington
(7/1/2021)

West Virginia
(7/1/2021)

Wisconsin
(7/1/2021)

Wyoming
(7/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/18/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/25/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 4/8/2002

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 1/30/2002

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BLACKROCK FINANCIAL MANAGEMENT, INC

CRD#: 107105 / SEC#: 801-48433

RIA

Registered Investment Advisory firm - (2/28/1995 Approved)

Oklahoma

Registered Investment Advisory firm - (3/31/2006 Terminated)

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Contact information

Main Address

50 Hudson Yards, New York, NY 10001

Mailing Address

Phone number

(212) 810-5300

Established

Firm type

Fiscal year end

# of Employees

7,410

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BLACKROCK FINANCIAL MANAGEMENT, INC. - BROCHURE (10/1/2025)

Regulatory assets under management

Total Number of Accounts	2,269
AUM (Assets Under Management)	$ 1,327,868,750,254

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
10/24/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Adam M. Shack

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Michael Shack's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLACKROCK INVESTMENTS, LLC

SCHONFELD SECURITIES, LLC

Primary Firm SEC Registration

BLACKROCK FINANCIAL MANAGEMENT, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/18/2004

Series 63

Date: 3/25/2002

SIE

Date: 10/1/2018

Series 55

Date: 4/8/2002

Series 7

Date: 1/30/2002

FINRA

Current Firm

BLACKROCK FINANCIAL MANAGEMENT, INC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BLACKROCK FINANCIAL MANAGEMENT, INC

TRUST BUT VERIFY

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