Daniel E. Sigman

SIGMAN WEALTH PLANNING

WOODSTOCK, IL

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CRD#: 4491592

Professional summary

Daniel Edward Sigman, CFP®, who also goes by Dan Sigman, is a registered financial advisor currently at SIGMAN WEALTH PLANNING located in Woodstock, Illinois.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Daniel has worked at 8 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dan Sigman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

independent licensed insurance agent. Insurance business with Ash Brokerage; Agent; Investment Related; 1270 Sandpiper Lane Woodstock IL 60098; providing insurance solutions with brokerage general agency, Ash Brokerage; Researching and selling insurance to clients according to suitability; Start date with business: 2025-03-01; Hours per month devoted to business during trading hours: 10; Hours per month devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 10; Website address for the organization: https://www.ashbrokerage.com/. Advisor Internet Marketing; Agent; Investment Related; 7850 N. Silverbell $114-194 Tucson AZ 85743; Financial marketing Organization specializing in annuity marketing; Marketing to leads generated by AIM; Start date: 2025-04-14; Hours per month devoted to business during trading hours: 20; Hours per month devoted to business outside trading hours: 20; Percentage of total yearly compensation expected to be derived from the business: 25; Contact person at the organization: Steve Arceo; Website address for the organization: https://www.advisorinternetmarketing.com/.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Edward Sigman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

November 18, 2024 - Present

SIGMAN WEALTH PLANNING

RIA

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(11/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/3/2024

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/2/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 4/27/2024

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/25/2002

General Securities Representative Examination

Current Firm

SIGMAN WEALTH PLANNING

SIGMAN WEALTH PLANNING | STEADY INCOME LLC

CRD#: 333141 / SEC#:

Illinois

Registered Investment Advisory firm - (11/18/2024 Approved)

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Contact information

Main Address

Woodstock, IL

Mailing Address

Phone number

(773) 677-1476

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 5,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel E. Sigman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Edward Sigman's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

CITICORP INVESTMENT SERVICES

CITICORP INVESTMENT SERVICES

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/3/2024

Series 7TO

Date: 7/2/2024

SIE

Date: 4/27/2024

Series 7

Date: 2/25/2002

Current Firm

SIGMAN WEALTH PLANNING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SIGMAN WEALTH PLANNING

TRUST BUT VERIFY

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