Don W. Brown

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CRD#: 4491403

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Don William Brown, who also goes by Don W Brown, was a registered financial professional .

Don is a previously registered financial professional and started their career in finance in 2013. Don had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Aliases

Don W Brown

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 10, 2013 - March 11, 2019

TWRU PRIVATE WEALTH MANAGEMENT, LLC

RIA

CRD#: 117222

BATON ROUGE, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

TWRU PRIVATE WEALTH MANAGEMENT, LLC

TWRU INVESTMENT ADVISORS LLC | UFFMAN PRIVATE WEALTH MANAGEMENT | TWRU PRIVATE WEALTH MANAGEMENT, LLC | TWRU INVESTMENT ADVISROS, LLC | TWRU INVESTMENT ADVISORS, LLC

CRD#: 117222 / SEC#: 801-66991

RIA

Registered Investment Advisory firm - (7/19/2012 Terminated)

Louisiana

Registered Investment Advisory firm - (5/15/2012 Approved)

Texas

Registered Investment Advisory firm - (7/19/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

527 E. Airport Ave, Baton Rouge, LA 70806

Mailing Address

Phone number

(225) 926-1050

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	134
AUM (Assets Under Management)	$ 70,589,049

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.