Kerry G. Uffman

TWRU PRIVATE WEALTH MANAGEMENT

BATON ROUGE, LA 70806

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CRD#: 4491398

Professional summary

Kerry Glen Uffman, CFP®, CPWA®, who also goes by Kerry G Uffman, is a registered financial advisor currently at TWRU PRIVATE WEALTH MANAGEMENT, LLC located in Baton Rouge, Louisiana.

Kerry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Kerry has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kerry G Uffman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TWRU CPA's & FINANCIAL ADVISORS-2011-BATON ROUGE, LA- PARTNER, 20% OWNERSHIP INTEREST; INVESTMENT RELATED; ACCOUNTING & FINANCIAL PLANNING SERVICES; 160 HOURS PER MONTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kerry Glen Uffman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1992

CPWA^®

Certified Private Wealth Advisor

Start date: 2018-10-04

Expire date: 2024-09-30

Experience

Current

November 27, 2007 - Present

TWRU PRIVATE WEALTH MANAGEMENT, LLC

Office #1: 527 East Airport Avenue, Baton Rouge, LA 70806

RIA

CRD#: 117222

BATON ROUGE, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(11/27/2007)

IAR

Texas
(11/27/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

TWRU PRIVATE WEALTH MANAGEMENT, LLC

TWRU INVESTMENT ADVISORS LLC | UFFMAN PRIVATE WEALTH MANAGEMENT | TWRU PRIVATE WEALTH MANAGEMENT, LLC | TWRU INVESTMENT ADVISROS, LLC | TWRU INVESTMENT ADVISORS, LLC

CRD#: 117222 / SEC#: 801-66991

RIA

Registered Investment Advisory firm - (7/19/2012 Terminated)

Louisiana

Registered Investment Advisory firm - (5/15/2012 Approved)

Texas

Registered Investment Advisory firm - (7/19/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

527 E. Airport Ave, Baton Rouge, LA 70806

Mailing Address

Phone number

(225) 926-1050

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	134
AUM (Assets Under Management)	$ 70,589,049

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kerry G. Uffman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kerry Glen Uffman's CRS (Customer Relationship Summary).

Certified licenses

Experience

TWRU PRIVATE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Current Firm

TWRU PRIVATE WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TWRU PRIVATE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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