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GB

Gregory M. Blake

GALLATIN CAPITAL LLC
New York, NY 10022
Some features on this profile are disabled
CRD#: 4491197
GB

Professional summary

Gregory Marshall Blake, who also goes by Gregg Blake, is a registered financial professional currently at GALLATIN CAPITAL LLC located in New York, New York.

Gregory is registered as a RR (Registered Representative) and started their career in finance in 2003. Gregory has worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Gregg Blake

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gregory Marshall Blake's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 2, 2025 - Present

GALLATIN CAPITAL LLC

Office #1: 444 Madison Avenue 29th Floor, New York, NY 10022
BD
CRD#: 124738
New York, NY
Past

February 14, 2024 - January 7, 2025

EUROCONSULT CAPITAL, LLC

BD
CRD#: 143366
NEW YORK, NY
Past

November 12, 2019 - January 25, 2024

BRYAN GARNIER SECURITIES, LLC

BD
CRD#: 152528
NEW YORK, NY
Past

December 2, 2013 - July 7, 2015

KIMELMAN & BAIRD, LLC

BD
CRD#: 2440
NEW YORK, NY
Past

March 12, 2009 - October 29, 2014

ARTEMIS SECURITIES CLEARING, LLC

BD
CRD#: 125473
CHICAGO, IL
Past

October 13, 2005 - November 24, 2008

THE RIDERWOOD GROUP INCORPORATED

BD
CRD#: 16681
TOWSON, MD
Past

December 10, 2004 - April 8, 2005

STG SECURE TRADING GROUP, INC.

BD
CRD#: 41216
BOCA RATON, FL
Past

November 25, 2003 - July 8, 2004

BURNHAM SECURITIES INC.

BD
CRD#: 22549
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(12/15/2025)
RR
New York
(12/9/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 1/7/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 6/27/2002
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/23/2009
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

GC
GALLATIN CAPITAL LLC
GALLATIN CAPITAL LLC | THE SAGAMORE GROUP, LLC

CRD#: 124738 / SEC#: , 8-65718

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
444 Madison Avenue 29th Floor, New York, NY 10022
Mailing Address
444 Madison Avenue 29th Floor, New York, NY 10022
Phone number
(212) 891-7980
Established
New York since 12/04/2002
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (50 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BUSCEMI, ANTHONY RICHARDMEMBER3156872
TAMIS, JENNIFER KELLEHERPASSIVE OWNER4461249
YOUNGBLOOD, JOHN LAWRENCEMAN PRIN AND CHIEF COMPLIANCE OFFICER1335335
ADEN, DANAFINOP2780889

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GALLATIN CAPITAL LLC

CRD#: 124738New York, NY 10022

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