Gail D. Nuth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gail Doris Nuth, who also goes by Gail Doris Harlor, was a registered financial professional .
Gail is a previously registered financial professional and started their career in finance in 2002. Gail had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 28, 2011 - January 25, 2013
T. ROWE PRICE ADVISORY SERVICES, INC.
September 28, 2011 - January 25, 2013
T. ROWE PRICE INVESTMENT SERVICES, INC.
July 30, 2007 - August 13, 2010
T. ROWE PRICE ADVISORY SERVICES, INC.
June 19, 2007 - August 13, 2010
T. ROWE PRICE INVESTMENT SERVICES, INC.
July 6, 2005 - February 3, 2006
CHASE INVESTMENT SERVICES CORP.
July 6, 2005 - February 3, 2006
CHASE INVESTMENT SERVICES CORP.
November 19, 2003 - July 6, 2005
BANC ONE SECURITIES CORPORATION
November 19, 2003 - July 6, 2005
BANC ONE SECURITIES CORPORATION
May 7, 2002 - November 26, 2003
UBS FINANCIAL SERVICES INC.
February 11, 2002 - November 26, 2003
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,014 |
| AUM (Assets Under Management) | $ 3,861,357,894 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
