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Adrian Robert Park

CRD# 4491149·Registered 2002 - 2014
Previously Registered: Being a previously registered professional could mean that Adrian is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Adrian Robert Park, who also goes by Adrian Robert Park, was a registered financial advisor. Adrian was a previously registered financial professional and started their career in finance 2002 - 2014. Adrian had worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Adrian Robert Park

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

LASTING LEGACY, LTD.·CRD# 120793
RIA
Park Ridge, IL
July 10, 2013 - December 31, 2014
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC·CRD# 149018
RIA
Chicago, IL
March 15, 2012 - December 4, 2014
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
Chicago, IL
March 14, 2012 - October 20, 2014
J.P. MORGAN SECURITIES LLC·CRD# 79
RIA
Chicago, IL
October 1, 2008 - April 3, 2012
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
Chicago, IL
October 1, 2008 - April 3, 2012
J.P. MORGAN SECURITIES INC.·CRD# 18718
RIA
Chicago, IL
September 27, 2006 - October 1, 2008
J.P. MORGAN SECURITIES INC.·CRD# 18718
BD
Chicago, IL
July 1, 2006 - October 1, 2008
BANC ONE SECURITIES CORPORATION·CRD# 16999
RIA
Chicago, IL
December 13, 2005 - September 27, 2006
BANC ONE SECURITIES CORPORATION·CRD# 16999
BD
Chicago, IL
December 6, 2005 - July 1, 2006
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
BD
Chicago, IL
July 6, 2005 - December 7, 2005
BANC ONE SECURITIES CORPORATION·CRD# 16999
BD
Chicago, IL
October 18, 2002 - July 6, 2005
EDWARD JONES·CRD# 250
BD
St. Louis, MO
January 29, 2002 - August 2, 2002

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Current Firm

LL
LASTING LEGACY, LTD.

LASTING LEGACY, LTD.

CRD#: 120793

Contact Information

Main Address

812 Busse Hwy, Park Ridge, IL 60068

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2005About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2002About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2014About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2002About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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