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AP

Adrian R. Park

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CRD#: 4491149
AP

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Adrian Robert Park, who also goes by Adrian Robert Park, was a registered financial professional .

Adrian is a previously registered financial professional and started their career in finance in 2002. Adrian had worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Adrian Robert Park

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 10, 2013 - December 31, 2014

LASTING LEGACY, LTD.

RIA
CRD#: 120793
PARK RIDGE, IL
Past

March 15, 2012 - December 4, 2014

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
CHICAGO, IL
Past

March 14, 2012 - October 20, 2014

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
CHICAGO, IL
Past

October 1, 2008 - April 3, 2012

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
CHICAGO, IL
Past

October 1, 2008 - April 3, 2012

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
CHICAGO, IL
Past

September 27, 2006 - October 1, 2008

J.P. MORGAN SECURITIES INC.

RIA
CRD#: 18718
CHICAGO, IL
Past

July 1, 2006 - October 1, 2008

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
CHICAGO, IL
Past

December 13, 2005 - September 27, 2006

BANC ONE SECURITIES CORPORATION

RIA
CRD#: 16999
CHICAGO, IL
Past

December 6, 2005 - July 1, 2006

BANC ONE SECURITIES CORPORATION

BD
CRD#: 16999
CHICAGO, IL
Past

July 6, 2005 - December 7, 2005

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
CHICAGO, IL
Past

October 18, 2002 - July 6, 2005

BANC ONE SECURITIES CORPORATION

BD
CRD#: 16999
CHICAGO, IL
Past

January 29, 2002 - August 2, 2002

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/12/2005
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 2/1/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/20/2014
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/28/2002
General Securities Representative Examination

Current Firm

LL
LASTING LEGACY, LTD.
LASTING LEGACY, LTD.

CRD#: 120793 / SEC#:

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Contact information

Main Address
812 Busse Hwy, Park Ridge, IL 60068
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LASTING LEGACY, LTD.

CRD#: 120793

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