KM
Kalonji N. Morrison
SCHWAB WEALTH ADVISORY
ORLANDO, FL 32810
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CRD#: 4491044
KM
Professional summary
Kalonji Nathan Morrison is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Orlando, Florida and CHARLES SCHWAB & CO., INC. located in Orlando, Florida.
Kalonji is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Kalonji has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 6, Series 9, Series 10 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Dr. Dei's Physical Therapy Centre | Investment Related:No|12030 Silverlake Park Dr|Winderemere|FL|34786|USA|Healthcare Services|VP|4/24/2017|Less than 20|0|Dr. Deidra C Morrison (wife) is in the process of setting up her own Physical Therapy Practice and will need my expertise to help with overall direction of the company.
CRS (Client Relationship Summary) - RIA
Click below to view Kalonji Nathan Morrison's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 31, 2016 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 1991 Summit Park Drive, Orlando, FL 32810RIA
CRD#: 159035
ORLANDO, FL
Current
May 25, 2016 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 1991 Summit Park Drive, Orlando, FL 32810RIA
BD
CRD#: 5393
Orlando, FL
Past
November 23, 2005 - December 14, 2015
UNITED BROKERAGE SERVICES, INC
RIA
CRD#: 39062
CHARLESTON, WV
Past
November 23, 2005 - December 14, 2015
UNITED BROKERAGE SERVICES, INC
BD
CRD#: 39062
CHARLESTON, WV
Past
February 6, 2004 - November 16, 2005
UVEST FINANCIAL SERVICES GROUP, INC.
RIA
CRD#: 13787
GAITHERSBURG, MD
Past
February 6, 2004 - November 16, 2005
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
CHARLOTTE, NC
Past
September 26, 2002 - January 26, 2004
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
WASHINGTON, DC
Past
May 9, 2002 - January 26, 2004
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
January 21, 2002 - April 17, 2002
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
January 21, 2002 - April 17, 2002
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
RIA
Registered Investment Advisory firm - (12/9/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/7/2024)
RR
Alaska(2/7/2024)
RR
Arizona(2/7/2024)
RR
Arkansas(2/7/2024)
RR
California(1/3/2018)
IAR
Colorado(7/28/2021)
RR
Colorado(2/7/2024)
RR
Connecticut(5/15/2017)
RR
Delaware(2/7/2024)
RR
District of Columbia(8/9/2019)
RR
Florida(5/25/2016)
IAR
Florida(5/31/2016)
RR
Georgia(8/9/2019)
RR
Hawaii(2/7/2024)
RR
Idaho(2/7/2024)
RR
Illinois(2/7/2024)
RR
Indiana(2/7/2024)
RR
Iowa(2/7/2024)
RR
Kansas(2/7/2024)
RR
Kentucky(2/7/2024)
RR
Louisiana(2/7/2024)
RR
Maine(8/14/2018)
RR
Maryland(5/25/2016)
RR
Massachusetts(8/14/2018)
RR
Michigan(8/9/2019)
RR
Minnesota(2/7/2024)
RR
Mississippi(2/7/2024)
RR
Missouri(2/7/2024)
RR
Montana(2/7/2024)
RR
Nebraska(2/7/2024)
RR
Nevada(1/23/2017)
RR
New Hampshire(8/14/2018)
RR
New Jersey(5/25/2016)
RR
New Mexico(2/7/2024)
RR
New York(5/25/2016)
RR
North Carolina(2/7/2024)
RR
North Dakota(2/7/2024)
RR
Ohio(2/7/2024)
RR
Oklahoma(2/7/2024)
RR
Oregon(2/7/2024)
RR
Pennsylvania(8/9/2019)
RR
Puerto Rico(2/7/2024)
RR
Rhode Island(2/7/2024)
RR
South Carolina(5/9/2018)
RR
South Dakota(2/7/2024)
RR
Tennessee(2/7/2024)
RR
Texas(6/27/2017)
IAR
Texas(1/11/2021)
RR
Utah(2/7/2024)
RR
Vermont(8/14/2018)
RR
Virgin Islands(8/9/2019)
RR
Virginia(8/25/2016)
RR
Washington(2/7/2024)
RR
West Virginia(2/7/2024)
RR
Wisconsin(2/7/2024)
RR
Wyoming(2/7/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
RIA
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Contact information
Main Address
211 Main Street, San Francisco, CA 94105-1901
Mailing Address
Phone number
(415) 667-7000
Established
Firm type
Fiscal year end
# of Employees
1,042
SEC notice filing (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035Orlando, FL 32810TRUST BUT VERIFY
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