Michael Lawrence Guli
Professional Summary
Michael Lawrence Guli, who also goes by Michael L Guli, Mike Guli, is a registered financial advisor currently at VIRTU AMERICAS LLC located in Short Hills, New Jersey. Michael is registered as a RR (Registered Representative) and started their career in finance in 2002. Michael has worked at 6 firms and has passed the Series 63, Series 99TO, Series 19, Series 57TO, SIE, Series 55, Series 7, Series 21, Series 25 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Michael L Guli, Mike Guli
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
24 years in the financial services industry
Current & Past Employments
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Current Firm
KCG AMERICAS LLC | VIRTU AMERICAS LLC | KNIGHT EXECUTION & CLEARING SERVICES LLC | KNIGHT CLEARING SERVICES LLC | KNIGHT CAPITAL AMERICAS LLC
Contact Information
Main Address
1633 Broadway 41st Floor, New York, NY 10019Mailing Address
1633 Broadway 41st Floor, New York, NY 10019Phone Number
(646) 682-6000Established
Delaware since 02/06/2009Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
79Civil Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/25/2014)
(11/13/2013)
(2/25/2014)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 19 — NYSE Floor Clerk - Equities Examination
Passed Jun 2023Series 55 — Limited Representative-Equity Trader Exam
Passed Jun 2008Series 21 — NYSE Front Line Specialist Clerk
Passed Feb 2004Series 25 — NYSE Trading Assistant Examination
Passed Feb 2003SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael Lawrence Guli's CRS (Customer Relationship Summary).
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