Andreas Heine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andreas Heine was a registered financial professional .
Andreas is a previously registered financial professional and started their career in finance in 2002. Andreas had worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2012 - December 1, 2021
PACIFIC CENTURY SECURITIES, LLC
September 23, 2010 - December 17, 2010
PACIFIC CENTURY SECURITIES, LLC
October 30, 2008 - September 14, 2010
KEPLER CAPITAL MARKETS, INC.
September 8, 2006 - September 11, 2008
EXANE, INC.
June 7, 2006 - September 1, 2006
KEPLER CAPITAL MARKETS, INC.
June 22, 2004 - June 12, 2006
JULIUS BAER SECURITIES INC.
February 13, 2002 - April 21, 2004
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/22/2024
General Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/18/2006
Limited Representative-Equity Trader ExamCurrent Firm
PACIFIC CENTURY SECURITIES, LLC
CRD#: 131607 / SEC#: , 8-66487
Contact information
FINRA licenses (14 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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