Donald B. Tredway
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Byron Tredway SR, who also goes by Donald Byron Tredway, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1970. Donald had worked at 6 firms and has passed the Series 63, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 1983 - December 16, 1983
SWINK & COMPANY, INC.
July 8, 1982 - January 23, 1990
INVESTORS BROKERAGE SERVICES, INC.
July 24, 1981 - May 13, 1983
MONARCH SECURITIES, INC.
December 30, 1974 - January 8, 1980
F. L. LAWRENCE & COMPANY, INC.
August 30, 1971 - May 2, 1973
WELLS TOWNES & COMPANY INC
July 22, 1970 - May 30, 1971
HI SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/28/1960
Registered Representative ExaminationSeries 00
Date: 9/28/1967
General Securities Principal ExaminationCurrent Firm
SWINK & COMPANY, INC.
CRD#: 7111 / SEC#: , 8-19804
Contact information
Documents
Red Flags
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