Jarrett A. Jacobs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jarrett Alan Jacobs was a registered financial professional .
Jarrett is a previously registered financial professional and started their career in finance in 2002. Jarrett had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 2018 - May 21, 2020
AVANTAX ADVISORY SERVICES
September 12, 2014 - April 20, 2015
QUASAR TRADING, LLC
November 4, 2013 - August 8, 2014
QUASAR TRADING, LLC
March 12, 2012 - August 21, 2012
T3 TRADING GROUP, LLC
May 5, 2011 - March 5, 2012
COASTAL TRADE SECURITIES, LLC
March 3, 2003 - June 22, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
January 7, 2002 - March 3, 2003
RUMSON CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/23/2002
Limited Representative-Equity Trader ExamCurrent Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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