Andrew G. Spivey
Professional summary
Andrew Gary Spivey, who also goes by Andrew Spivey, is a registered financial advisor currently at EVOLVE WEALTH MANAGEMENT, LLC located in Pebble Beach, California.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Andrew has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Gary Spivey's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 28, 2019 - Present
EVOLVE WEALTH MANAGEMENT, LLC
September 15, 2015 - December 31, 2018
EVOLVE WEALTH MANAGEMENT, LLC
September 15, 2011 - July 29, 2015
WADDELL & REED
September 14, 2011 - July 29, 2015
WADDELL & REED
January 3, 2011 - September 15, 2011
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - September 15, 2011
WELLS FARGO CLEARING SERVICES, LLC
May 20, 2008 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
May 19, 2008 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
May 29, 2007 - June 9, 2008
CITIGROUP GLOBAL MARKETS INC.
May 29, 2007 - June 9, 2008
CITIGROUP GLOBAL MARKETS INC.
October 9, 2006 - May 29, 2007
CITICORP INVESTMENT SERVICES
February 8, 2005 - May 29, 2007
CITICORP INVESTMENT SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/28/2019)
Exams
Current Firm
EVOLVE WEALTH MANAGEMENT, LLC
CRD#: 268815 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 12 |
| AUM (Assets Under Management) | $ 3,327,821 |
Red Flags
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