Hari P. Krishnan

SANDK ADVISORS LLC

Duxbury, MA

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CRD#: 4490414

Professional summary

Hari P Krishnan is a registered financial advisor currently at SANDK ADVISORS LLC located in Duxbury, Massachusetts.

Hari is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Hari has worked at 2 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SCT Capital Management; 33 Bleecker St, New York, NY 10012; Investment related; Nature: Commodity Trading Advisor registered with the National Futures Association Role: Manage various hedging accounts, in separately managed accounts, for institutional clients and family offices. Assists with research that applies machine learning to the capital markets; Start: 9/2020; 30-40 hours per week devoted to this business and 3-4 hours per day during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hari P Krishnan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2023 - Present

SANDK ADVISORS LLC

RIA

CRD#: 323242

Duxbury, MA

Past

May 19, 2004 - January 16, 2007

MORGAN STANLEY & CO. LLC

CRD#: 8209

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(1/3/2023)

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Exams

State Security Law Exam

IAR

Series 65

Date: 3/26/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/3/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 6/25/2009

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 5/18/2004

General Securities Representative Examination

Current Firm

SANDK ADVISORS LLC

CRD#: 323242 / SEC#:

Massachusetts

Registered Investment Advisory firm - (1/3/2023 Approved)

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Contact information

Main Address

Duxbury, MA

Mailing Address

Phone number

(401) 595-1998

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Hari P. Krishnan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hari P Krishnan's CRS (Customer Relationship Summary).

Certified licenses

Experience

SANDK ADVISORS LLC

MORGAN STANLEY & CO. LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/26/2022

Series 63

Date: 8/3/2004

Series 3

Date: 6/25/2009

Series 7

Date: 5/18/2004

Current Firm

SANDK ADVISORS LLC

Contact information

Documents

Red Flags

Company Information

SANDK ADVISORS LLC

TRUST BUT VERIFY

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