Brian M. Donohue
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Michael Donohue, who also goes by Brian Michael Donahue, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2007. Brian had worked at 2 firms and has passed the Series 63, SIE, Series 3, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2009 - March 3, 2020
TRADE INFORMATICS LLC
May 22, 2007 - May 8, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Series 55
Date: 8/20/2007
Limited Representative-Equity Trader ExamCurrent Firm
TRADE INFORMATICS LLC
CRD#: 143867 / SEC#: , 8-67613
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
