AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
GB

Geraldine T. Broadbent

ROCKWOOD WEALTH MANAGEMENT
NEW HOPE, PA 18938
CRD#: 4490330
Some features on this profile are disabled
GB
Geraldine T BroadbentROCKWOOD WEALTH MANAGEMENT

Professional summary

Geraldine T Broadbent, who also goes by Geraldine T Bliss, Geraldine Cecilia Tweer, Geraldine C Tweer, is a registered financial advisor currently at ROCKWOOD WEALTH MANAGEMENT, LLC located in New Hope, Pennsylvania.

Geraldine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Geraldine has worked at 4 firms and has passed the Series 66 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Geraldine T Bliss | Geraldine Cecilia Tweer | Geraldine C Tweer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Geraldine T Broadbent's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 14, 2022 - Present

ROCKWOOD WEALTH MANAGEMENT, LLC

Office #1: 6464 Lower York Road, New Hope, PA 18938
RIA
CRD#: 137481
NEW HOPE, PA
Past

October 7, 2021 - February 25, 2022

ORION PORTFOLIO SOLUTIONS, LLC

RIA
CRD#: 125446
PIPERSVILLE, PA
Past

June 26, 2018 - August 16, 2021

ROBUSTWEALTH, INC.

RIA
CRD#: 269919
LAMBERTVILLE, NJ
Past

March 21, 2003 - March 9, 2004

GIRARD PARTNERS LTD.

BD
CRD#: 39163
KING OF PRUSSIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ROCKWOOD WEALTH MANAGEMENT, LLC
ROCKWOOD WEALTH MANAGEMENT, LLC
BOOTH ADVISORY GROUP, LLC | ROCKWOOD WEALTH MANAGEMENT, LLC

CRD#: 137481 / SEC#: 801-69884

RIA
Registered Investment Advisory firm - (1/26/2009 Approved)
Pennsylvania
Registered Investment Advisory firm - (2/27/2009 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Pennsylvania
(3/14/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/28/2002
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 6
Date: 3/20/2003
Investment Company Products/Variable Contracts Representative Examination

Current Firm

ROCKWOOD WEALTH MANAGEMENT, LLC
ROCKWOOD WEALTH MANAGEMENT, LLC
BOOTH ADVISORY GROUP, LLC | ROCKWOOD WEALTH MANAGEMENT, LLC

CRD#: 137481 / SEC#: 801-69884

RIA
Registered Investment Advisory firm - (1/26/2009 Approved)
Pennsylvania
Registered Investment Advisory firm - (2/27/2009 Terminated)
Loading...

Contact information

Main Address
6464 Lower York Road, New Hope, PA 18938
Mailing Address
Phone number
(267) 983-6400
Established
Firm type
Fiscal year end
# of Employees
53

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

RWM ADV PART2A BROCHURE (1/29/2026)

Regulatory assets under management

Total Number of Accounts4,476
AUM (Assets Under Management)$ 2,185,443,848

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
06/20/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ROCKWOOD WEALTH MANAGEMENT, LLC

ROCKWOOD WEALTH MANAGEMENT, LLC

CRD#: 137481New Hope, PA 18938

TRUST BUT VERIFY

Monitor Geraldine Broadbent

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Paul B Mullen
Paul MullenAdvisorCheck Check Mark
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IAR
RR
Horsham, PA
David Richard Ducharme
David DucharmeAdvisorCheck Check Mark
DUCHARME WEALTH ADVISORS, LLC
IAR
JENKINTOWN, PA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.