Edward A. Davis

FINANCIAL PLANNING CONSULTANTS

San Jose, CA 95113

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CRD#: 4490103

Professional summary

Edward Allen Davis is a registered financial advisor currently at FINANCIAL PLANNING CONSULTANTS, LLC located in San Jose, California and INTEGRITY ALLIANCE, LLC. located in San Jose, California.

Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Edward has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Allen Davis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 12, 2010 - Present

FINANCIAL PLANNING CONSULTANTS, LLC

Office #1: 333 W Santa Clara Street, Ste 830, San Jose, CA 95113

RIA

CRD#: 118547

San Jose, CA

Current

November 3, 2025 - Present

INTEGRITY ALLIANCE, LLC.

Office #1: 333 West Santa Clara Ste 800, San Jose, CA 95113

RIA

CRD#: 139627

San Jose, CA

Past

January 22, 2016 - November 3, 2025

LION STREET FINANCIAL, LLC

CRD#: 165828

AUSTIN, TX

Past

January 4, 2010 - January 22, 2015

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

SAN JOSE, CA

Past

November 26, 2009 - January 22, 2015

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

SAN JOSE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(3/12/2010)

California
(11/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/23/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/24/2009

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FINANCIAL PLANNING CONSULTANTS, LLC

CRD#: 118547 / SEC#: 801-100504

RIA

Registered Investment Advisory firm - (6/1/2017 Terminated)

California

Registered Investment Advisory firm - (5/31/2017 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

333 West Santa Clara Suite 800, San Jose, CA 95113-1713

Mailing Address

Phone number

(408) 287-7911

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Edward A. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Allen Davis's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL PLANNING CONSULTANTS, LLC

INTEGRITY ALLIANCE, LLC.

LION STREET FINANCIAL, LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/23/2009

SIE

Date: 10/1/2018

Series 7

Date: 11/24/2009

FINRA

Current Firm

FINANCIAL PLANNING CONSULTANTS, LLC

Contact information

Documents

Red Flags

Company Information

FINANCIAL PLANNING CONSULTANTS, LLC

TRUST BUT VERIFY

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