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BA

Brian C. Aylieff

SWBC INVESTMENT ADVISORY SERVICES LLC
Austin, TX 78746
Some features on this profile are disabled
CRD#: 4490085
BA

Professional summary

Brian Christopher Aylieff is a registered financial advisor currently at SWBC INVESTMENT ADVISORY SERVICES LLC located in Austin, Texas.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Brian has worked at 5 firms and has passed the Series 66, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Christopher Aylieff's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 21, 2012 - Present

SWBC INVESTMENT ADVISORY SERVICES LLC

Office #1: 900 South Capital Of Texas Ste 155, Austin, TX 78746
RIA
CRD#: 156155
Austin, TX
Past

April 5, 2011 - October 3, 2012

PRICE WEALTH, LLC

RIA
CRD#: 131407
AUSTIN, TX
Past

September 13, 2004 - March 28, 2011

KESTRA INVESTMENT SERVICES, LLC

RIA
CRD#: 42046
AUSTIN, TX
Past

September 13, 2004 - March 28, 2011

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
AUSTIN, TX
Past

August 18, 2003 - September 11, 2004

KERSHNER TRADING GROUP, LLC

BD
CRD#: 16908
AUSTIN, TX
Past

June 13, 2002 - August 28, 2003

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
HOUSTON, TX
Past

May 8, 2002 - August 28, 2003

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SWBC INVESTMENT ADVISORY SERVICES LLC
SWBC INVESTMENT ADVISORY SERVICES LLC | SWBC RETIREMENT PLAN SERVICES | SWBC INVESTMENT ADVISORY SERVICES, LLC

CRD#: 156155 / SEC#: 801-72669

RIA
Registered Investment Advisory firm - (9/1/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(12/21/2012)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/12/2002
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 55
Date: 8/29/2003
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 5/7/2002
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/9/2005
General Securities Principal Examination

Current Firm

SI
SWBC INVESTMENT ADVISORY SERVICES LLC
SWBC INVESTMENT ADVISORY SERVICES LLC | SWBC RETIREMENT PLAN SERVICES | SWBC INVESTMENT ADVISORY SERVICES, LLC

CRD#: 156155 / SEC#: 801-72669

RIA
Registered Investment Advisory firm - (9/1/2011 Approved)
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Contact information

Main Address
900 South Capital Of Texas Ste 155, Austin, TX 78746
Mailing Address
Phone number
(512) 807-2606
Established
Firm type
Fiscal year end
# of Employees
9

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

SWBC RETIREMENT PLAN SERVICES FORM ADV PART 2A (3/30/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SWBC INVESTMENT ADVISORY SERVICES LLC

CRD#: 156155Austin, TX 78746

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