Keith D. Butcher

SABLE CAPITAL LLC

St. Louis, MO 63102

Some features on this profile are disabled

CRD#: 4490073

Professional summary

Keith Delbert Butcher is a registered financial professional currently at SABLE CAPITAL LLC located in St. Louis, Missouri.

Keith is registered as a RR (Registered Representative) and started their career in finance in 2003. Keith has worked at 3 firms and has passed the Series 63, Series 66, Series 99TO, SIE, Series 79, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Keith Delbert Butcher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 17, 2011 - Present

SABLE CAPITAL LLC

Office #1: 6 Cardinal Way, Suite 801, St. Louis, MO 63102

CRD#: 113818

St. Louis, MO

Past

April 2, 2007 - January 3, 2008

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

PURCHASE, NY

Past

April 2, 2007 - January 3, 2008

MORGAN STANLEY & CO. LLC

CRD#: 8209

PURCHASE, NY

Past

April 16, 2003 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

PURCHASE, NY

Past

March 10, 2003 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Georgia
(2/14/2014)

Missouri
(12/5/2014)

North Carolina
(2/18/2014)

Exams

State Security Law Exam

Series 63

Date: 1/17/2012

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 3/14/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 11/16/2011

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 3/8/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/22/2012

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SABLE CAPITAL LLC

CAPITAL CITY ADVISORS, INC. | SOUTHEASTERN CAPITAL PARTNERS BD, INC. | SABLE CAPITAL LLC | DIAMOND FUNDING, LLC

CRD#: 113818 / SEC#: , 8-53400

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

6 Cardinal Way, Suite 801, St. Louis, MO 63102

Mailing Address

6 Cardinal Way, Suite 801, St. Louis, MO 63102

Phone number

(314) 549-4045

Established

Delaware since 11/08/2013

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (9 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
BUTCHERJOSEPH & CO. LLC	OWNER
BUTCHER, KEITH DELBERT	MANAGING PARTNER/CEO	4490073
WEEKS, CURTIS ALLAN	FINOP, PFO, POO	5278425
WESTBROOK, SARAH MARGARET	CHIEF COMPLIANCE OFFICER	4751500

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Aaron Ungerer

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Frontenac, MO

Dalton Stockton

WELLS FARGO CLEARING SERVICES, LLC

IAR

ST. LOUIS, MO

George Simon

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

IAR

Chesterfield, MO

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Keith D. Butcher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Keith Delbert Butcher's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/17/2012

Series 66

Date: 3/14/2003

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 79

Date: 11/16/2011

Series 7

Date: 3/8/2003

Series 24

Date: 2/22/2012

FINRA

Current Firm

SABLE CAPITAL LLC

Contact information

FINRA licenses (9 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

SABLE CAPITAL LLC

TRUST BUT VERIFY

Similar Advisors