Karen A. Bryan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karen Ann Bryan, who also goes by Karen A Black, Karen Ann Black, Karen Ann Kuhlman, was a registered financial professional .
Karen is a previously registered financial professional and started their career in finance in 2002. Karen had worked at 3 firms and has passed the Series 63, SIE, Series 22, Series 39 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2014 - November 1, 2019
BRYAN FUNDING, INC.
July 12, 2013 - February 24, 2014
MDS SECURITIES, LLC
August 12, 2002 - December 7, 2012
ANTHEM SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 28
Date: 7/30/2002
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
BRYAN FUNDING, INC.
CRD#: 11899 / SEC#: , 8-27880
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
