Terry L. Bryan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terry Lee Bryan, who also goes by Terry L Bryan, was a registered financial professional .
Terry is a previously registered financial professional and started their career in finance in 2000. Terry had worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2009 - June 18, 2012
REGENT WEALTH MANAGEMENT, INC.
June 6, 2005 - November 16, 2009
THE LEGACY FINANCIAL GROUP, INC.
April 25, 2000 - December 31, 2005
ZAXIS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
REGENT WEALTH MANAGEMENT, INC.
CRD#: 150197 / SEC#: 801-70180
Contact information
Regulatory assets under management
| Total Number of Accounts | 93 |
| AUM (Assets Under Management) | $ 69,474,949 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
