Daniel E. Becerril
Professional summary
Daniel Edward Becerril II was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Daniel is a previously registered financial professional and started their career in finance in 2002. Prior to being barred, Daniel had worked at 4 firms, which includes VERITRUST FINANCIAL LLC, QUEST CAPITAL STRATEGIES INC., FORESTERS EQUITY SERVICES INC., JONES FINANCIAL GROUP INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 25, 2007 - August 27, 2009
VERITRUST FINANCIAL, LLC
June 23, 2005 - August 25, 2006
QUEST CAPITAL STRATEGIES, INC.
June 18, 2002 - June 10, 2003
FORESTERS EQUITY SERVICES, INC.
March 25, 2002 - May 29, 2002
JONES FINANCIAL GROUP, INC.
State Registrations and Notice Filings
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Exams
Current Firm
VERITRUST FINANCIAL, LLC
CRD#: 106594 / SEC#: 801-71237, 8-53006
Contact information
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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