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JT

Jennifer L. Tripp

CBIZ INVESTMENT ADVISORY SERVICES
San Jose, CA 95113
Some features on this profile are disabled
CRD#: 4489691
JT

Professional summary

Jennifer Lynn Tripp, who also goes by Jennifer Lynn Carlotta, is a registered financial advisor currently at CBIZ INVESTMENT ADVISORY SERVICES, LLC located in San Jose, California and CBIZ FINANCIAL SOLUTIONS, INC. located in San Jose, California.

Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Jennifer has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jennifer Lynn Carlotta

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CARLOTTO PROPERTIES SANTA CLARA, LLC; NON-INV RELATED; 1778 CONRAD AVE, SAN JOSE CA 95124; COMMERICAL PROPERTY; MEMBER; 0 HOURS DURING TRADING; PROPERTY MANAGEMENT. CARLOTTO PROPERTIES REDDING, LLC; NON-INV RELATED; 1778 CONRAD AVE, SAN JOSE CA 95124; COMMERICAL PROPERTY; MANAGING MEMBER; 0 HOURS DURING TRADING; PROPERTY MANAGEMENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Lynn Tripp's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 13, 2020 - Present

CBIZ INVESTMENT ADVISORY SERVICES, LLC

Office #1: 160 W Santa Clara Street Suite 675, San Jose, CA 95113
RIA
CRD#: 286002
San Jose, CA
Current

April 20, 2005 - Present

CBIZ FINANCIAL SOLUTIONS, INC.

Office #1: 160 W. Santa Clara Street Suite 675, San Jose, CA 95113
RIA
BD
CRD#: 16678
San Jose, CA
Past

April 20, 2005 - April 26, 2005

SECURITIES AMERICA, INC.

BD
CRD#: 10205
LAVISTA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CBIZ INVESTMENT ADVISORY SERVICES, LLC
CBIZ INVESTMENT ADVISORY SERVICES, LLC | THE INR TEAM OF CBIZ IAS | CBIZ RETIREMENT PLAN SERVICES

CRD#: 286002 / SEC#: 801-108996

RIA
Registered Investment Advisory firm - (2/8/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/8/2005)
IAR
California
(3/13/2020)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/11/2020
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 6/7/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/19/2005
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CBIZ INVESTMENT ADVISORY SERVICES, LLC
CBIZ INVESTMENT ADVISORY SERVICES, LLC | THE INR TEAM OF CBIZ IAS | CBIZ RETIREMENT PLAN SERVICES

CRD#: 286002 / SEC#: 801-108996

RIA
Registered Investment Advisory firm - (2/8/2017 Approved)
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Contact information

Main Address
5959 Rockside Woods Blvd N Suite 600, Cleveland, OH 44131
Mailing Address
Phone number
(216) 447-9000
Established
Firm type
Fiscal year end
# of Employees
86

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CBIZ IAS BROCHURE NO WRAP (3/27/2025)
THE CBIZ INR WRAP BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts2,658
AUM (Assets Under Management)$ 10,491,932,749

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CBIZ INVESTMENT ADVISORY SERVICES, LLC

CRD#: 286002San Jose, CA 95113

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