Thomas A. Addison

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CRD#: 4489586

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Thomas Arthur Addison, CFP® was a registered financial professional .

Thomas is a previously registered financial professional and started their career in finance in 2002. Thomas had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)THOMAS A ADDISON; Independent Agent;1 COMSEWOGUE CT., PORT JEFFERSON STATION, NY. 11776; Life, HEALTH, GROUP HEALTH Insurance; POSITION: SALES; START DATE: 6/2009; 20 hrs/month, 0 hrs/month during trading hours; Non-Investment Related; Commission Based 2) H.R. Bloch; 1102 Rt.112, Port Jefferson Station, NY 11776; Tax Preparer; Started 4/1/2018- Seasonal; Preparation of income tax returns; Hourly Compensation; Non- Investment Related; 48 hrs./month. 16 hrs/month during trading hours during tax preparation season

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Past

May 20, 2021 - December 22, 2023

R & R FINANCIAL PLANNERS, INC.

RIA

CRD#: 113291

EAST MEADOW, NY

Past

May 2, 2018 - December 31, 2024

RNR SECURITIES, L.L.C.

CRD#: 43689

EAST MEADOW, NY

Past

June 19, 2007 - May 2, 2018

MML INVESTORS SERVICES, LLC

CRD#: 10409

SYOSSET, NY

Past

January 18, 2002 - June 15, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

HAUPPAUGE, NY

Past

January 18, 2002 - June 15, 2007

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

HAUPPAUGE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

R & R FINANCIAL PLANNERS, INC.

CRD#: 113291 / SEC#: 801-127801

RIA

Registered Investment Advisory firm - (5/16/2023 Approved)

Colorado

Registered Investment Advisory firm - (3/31/2020 Terminated)

Florida

Registered Investment Advisory firm - (6/6/2023 Terminated)

New York

Registered Investment Advisory firm - (6/6/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/1/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/29/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/17/2002

Investment Company Products/Variable Contracts Representative Examination

Current Firm

R & R FINANCIAL PLANNERS, INC.

CRD#: 113291 / SEC#: 801-127801

RIA

Registered Investment Advisory firm - (5/16/2023 Approved)

Colorado

Registered Investment Advisory firm - (3/31/2020 Terminated)

Florida

Registered Investment Advisory firm - (6/6/2023 Terminated)

New York

Registered Investment Advisory firm - (6/6/2023 Terminated)

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Contact information

Main Address

1802 Hempstead Turnpike, East Meadow, NY 11554

Mailing Address

Phone number

(516) 222-8850

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

R & R FINANCIAL PLANNERS, INC. ADV BROCHURE (12/5/2025)

Regulatory assets under management

Total Number of Accounts	226
AUM (Assets Under Management)	$ 46,220,816

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Thomas A. Addison

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

RNR SECURITIES, L.L.C.

MML INVESTORS SERVICES, LLC

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

R & R FINANCIAL PLANNERS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/1/2002

SIE

Date: 10/1/2018

Series 7

Date: 4/29/2004

Series 6

Date: 1/17/2002

Current Firm

R & R FINANCIAL PLANNERS, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

R & R FINANCIAL PLANNERS, INC.

TRUST BUT VERIFY

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