DM
David C. Malone
BLACKRIDGE ASSET MANAGEMENT
St. Louis, MO 63146
Some features on this profile are disabled
CRD#: 4489109
DM
Professional summary
David Christopher Malone is a registered financial advisor currently at BLACKRIDGE ASSET MANAGEMENT, LLC located in St. Louis, Missouri and PEAK BROKERAGE SERVICES, LLC located in St. Louis, Missouri.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. David has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Retirement Solutions, LLC; Position: Owner Nature: Estate & Insurance Planning- Life Insurance Investment Related: No Number of Hours: 20 Securities Trading Hours: 20 Start Date: 07/05/2005; Address: St. Louis Mo; Description: Providing and executing insurance solutions to benefit client needs and objectives 2) Christian Hospital BJC; Position: Director Nature: Charity/Non-Profit Organization Investment Related: No Number of Hours: 2 Securities Trading Hours: 0 Start Date: 01/01/2011; Address: St. Louis, MO; Description: Consult with executive management & finance committee 3) Saint Louis Crisis Nursery; Position: Advisory Board Member Nature: Charity/Non-Profit Organization Investment Related: No; Number of Hours: 1 Securities Trading Hours: 0 Start Date: 09/01/2008; Address: St. Louis, MO; Description: Guide, consult and advocate for the Organization's benefits and its strategic objectives. 4) USO, Inc; Position: Advisory Board Member Nature: Charity/Non-Profit Organization Investment Related: No Number of Hours: 10 Securities Trading Hours: 0 Start Date: 03/01/2010; Address: St. Louis, MO; Description: Advise and consult the paid staff. 5) Malone Integration Group, LLC DBA M.I.G.; Position: Owner/Investment Adviser Representative Nature: Doing Business As (DBA): Malone Integration Group, LLC(M.I.G.) Investment Related: Yes, Number of Hours: 40 Securities Trading Hours: 20 Start Date: 12/28/2015; Address: St. Louis, MO; Description: Provide financial consulting to tax professionals, including CPAs, tax attorneys, and other financial centers of influence. 6) Malone Integration Group, LLC; Position: President Nature: Insurance - Fixed Annuities; Life/Health; Long-Term Care Investment Related: No Number of Hours: 40 Securities Trading Hours: 0 Start Date: 01/01/2016; Address: St. Louis, MO; Description: Offer insurance consulting to CPAs, tax attorneys, and other centers of influence. Collaborate with fellow professionals to implement insurance strategies for clients.
CRS (Client Relationship Summary) - RIA
Click below to view David Christopher Malone's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 2, 2016 - Present
BLACKRIDGE ASSET MANAGEMENT, LLC
Office #1: 111 Westport Plaza Suite 102, St. Louis, MO 63146RIA
CRD#: 277085
St. Louis, MO
Current
July 29, 2016 - Present
PEAK BROKERAGE SERVICES, LLC
Office #1: 111 Westport Plaza Suite 102, St. Louis, MO 63146BD
CRD#: 157045
St. Louis, MO
Past
July 5, 2005 - August 2, 2016
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
ST. LOUIS, MO
Past
July 5, 2005 - August 2, 2016
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
ST. LOUIS, MO
Past
December 15, 2003 - July 6, 2005
WADDELL & REED
RIA
CRD#: 866
CREVE COEUR, MO
Past
December 15, 2003 - July 6, 2005
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Past
October 16, 2002 - October 3, 2003
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
ST. LOUIS, MO
Past
May 13, 2002 - October 3, 2003
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BA
BLACKRIDGE ASSET MANAGEMENT, LLC
BLACKRIDGE ASSET MANAGEMENT, LLC
CRD#: 277085 / SEC#: 801-108114
RIA
Registered Investment Advisory firm - (7/8/2016 Approved)Florida
Registered Investment Advisory firm - (7/13/2016 Terminated)New York
Registered Investment Advisory firm - (7/13/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/29/2016)
RR
Illinois(8/1/2016)
RR
Minnesota(7/22/2025)
RR
Missouri(7/29/2016)
IAR
Missouri(8/2/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BA
BLACKRIDGE ASSET MANAGEMENT, LLC
BLACKRIDGE ASSET MANAGEMENT, LLC
CRD#: 277085 / SEC#: 801-108114
RIA
Registered Investment Advisory firm - (7/8/2016 Approved)Florida
Registered Investment Advisory firm - (7/13/2016 Terminated)New York
Registered Investment Advisory firm - (7/13/2016 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477
Mailing Address
Phone number
(561) 641-5050
Established
Firm type
Fiscal year end
# of Employees
59
SEC notice filing (37 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 826 |
| AUM (Assets Under Management) | $ 196,842,156 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BLACKRIDGE ASSET MANAGEMENT, LLC
CRD#: 277085St. Louis, MO 63146TRUST BUT VERIFY
Monitor David Malone
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
