Kim M. Miller

VIEWPOINT ADVISORY

Meridian, ID

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CRD#: 4488984

Professional summary

Kim Maureen Miller, AIF® is a registered financial advisor currently at VIEWPOINT ADVISORY, LLC located in Meridian, Idaho.

Kim is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Kim has worked at 2 firms and has passed the Series 65 and Series 63 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kim Maureen Miller's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

October 15, 2019 - Present

VIEWPOINT ADVISORY, LLC

RIA

CRD#: 305164

Meridian, ID

Past

October 14, 2015 - November 26, 2019

VESTORY, LLC

RIA

CRD#: 151858

BELLEVUE, WA

Past

October 30, 2013 - August 3, 2015

VESTORY, LLC

RIA

CRD#: 151858

BELLEVUE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Idaho
(6/20/2023)

IAR

Texas
(10/20/2020)

IAR

Washington
(10/15/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/22/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/27/2004

Uniform Securities Agent State Law Examination

Current Firm

VIEWPOINT ADVISORY, LLC

CRD#: 305164 / SEC#: 801-117378

RIA

Registered Investment Advisory firm - (3/30/2020 Terminated)

Idaho

Registered Investment Advisory firm - (3/3/2023 Approved)

Texas

Registered Investment Advisory firm - (10/1/2020 Conditional Restricted)

Washington

Registered Investment Advisory firm - (3/27/2020 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Meridian, ID

Mailing Address

1200 N Main Street #712, Meridian, ID 83680

Phone number

(206) 771-4295

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	187
AUM (Assets Under Management)	$ 103,313,912

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kim M. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kim Maureen Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

VIEWPOINT ADVISORY, LLC

VESTORY, LLC

VESTORY, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/22/2013

Series 63

Date: 9/27/2004

Current Firm

VIEWPOINT ADVISORY, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VIEWPOINT ADVISORY, LLC

TRUST BUT VERIFY

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