Wendy E. Korman
Professional summary
Wendy Ellen Birkinshaw Korman, CFP®, who also goes by Wendy Ann Araiza, Wendy Birkinshaw Araiza, Wendy Ellen Birkinshaw, Wendy Birkinshaw Korman, Wendy Ellen Korman, is a registered financial advisor currently at PORTFOLIO ADVISORY COUNCIL,L.L.C. located in Houston, Texas.
Wendy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Wendy has worked at 3 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Wendy Ellen Birkinshaw Korman's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2002
Experience
September 7, 2005 - Present
PORTFOLIO ADVISORY COUNCIL,L.L.C.
Office #1: 3 Greenway Plaza Suite 1776, Houston, TX 77046September 7, 2005 - December 31, 2013
PORTFOLIO ADVISORY COUNCIL,L.L.C.
February 26, 2003 - February 8, 2005
MML INVESTORS SERVICES, LLC
February 20, 2002 - March 13, 2003
AVANTAX INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
PORTFOLIO ADVISORY COUNCIL,L.L.C.
CRD#: 107465 / SEC#: 801-27691
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/7/2005)
Exams
Current Firm
PORTFOLIO ADVISORY COUNCIL,L.L.C.
CRD#: 107465 / SEC#: 801-27691
Contact information
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 909 |
| AUM (Assets Under Management) | $ 465,030,058 |
Red Flags
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