Judd M. Arnold

JOSH ARNOLD INVESTMENT CONSULTANT

Edina, MN 55435

Some features on this profile are disabled

CRD#: 4488576

Professional summary

Judd Marcus Arnold is a registered financial advisor currently at JOSH ARNOLD INVESTMENT CONSULTANT, LLC located in Edina, Minnesota.

Judd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Judd has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Pilgrim Advisors; Investment Related; Miami Beach, FL; Director of Research; Started 02/20245; Approximately 90% of time spent on this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Judd Marcus Arnold's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 18, 2020 - Present

JOSH ARNOLD INVESTMENT CONSULTANT, LLC

Office #1: 6800 France Avenue South, #325, Edina, MN 55435

RIA

CRD#: 163088

Edina, MN

Past

February 13, 2019 - March 24, 2020

NEUBERGER BERMAN BD LLC

RIA

CRD#: 2908

NEW YORK, NY

Past

January 29, 2019 - March 24, 2020

NEUBERGER BERMAN BD LLC

CRD#: 2908

NEW YORK, NY

Past

October 7, 2004 - November 2, 2005

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

January 4, 2002 - December 31, 2002

EMMETT A LARKIN COMPANY, INC.

CRD#: 6625

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JOSH ARNOLD INVESTMENT CONSULTANT, LLC

CRD#: 163088 / SEC#: 801-120651

RIA

Registered Investment Advisory firm - (3/29/2021 Approved)

Minnesota

Registered Investment Advisory firm - (5/10/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(3/18/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/13/2019

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/16/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/29/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/29/2019

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/3/2002

General Securities Representative Examination

Current Firm

JOSH ARNOLD INVESTMENT CONSULTANT, LLC

CRD#: 163088 / SEC#: 801-120651

RIA

Registered Investment Advisory firm - (3/29/2021 Approved)

Minnesota

Registered Investment Advisory firm - (5/10/2021 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

6800 France Avenue South, #325, Edina, MN 55435

Mailing Address

Phone number

(952) 925-5608

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV2A/2B - SEC (1/20/2025)

Regulatory assets under management

Total Number of Accounts	360
AUM (Assets Under Management)	$ 150,057,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Chad Rusten

ELEMENT SQUARED PRIVATE WEALTH

IAR

Minneapolis, MN

Janai Deitt

THRIVENT INVESTMENT MANAGEMENT INC.

IAR

McKinney, TX

Steven Schmidt

LPL ENTERPRISE, LLC

IAR

ST. LOUIS PARK, MN

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Judd M. Arnold

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Judd Marcus Arnold's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEUBERGER BERMAN BD LLC

NEUBERGER BERMAN BD LLC

LEHMAN BROTHERS INC.

EMMETT A LARKIN COMPANY, INC.

Primary Firm SEC Registration

JOSH ARNOLD INVESTMENT CONSULTANT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/13/2019

Series 63

Date: 8/16/2002

Series 7TO

Date: 1/29/2019

SIE

Date: 1/29/2019

Series 7

Date: 1/3/2002

Current Firm

JOSH ARNOLD INVESTMENT CONSULTANT, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JOSH ARNOLD INVESTMENT CONSULTANT, LLC

TRUST BUT VERIFY

Similar Advisors