MS
Molly A. Snider
PARK AVENUE SECURITIES LLC
Cincinnati, OH
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CRD#: 4488561
MS
Professional summary
Molly A Snider, who also goes by Molly A O Connor, Molly Alison O'connor, Molly Alison Williams, Molly Alison Williams Winterhoff, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Cincinnati, Ohio.
Molly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Molly has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Molly A O Connor | Molly Alison O'connor | Molly Alison Williams | Molly Alison Williams Winterhoff
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Non-Guardian insurance-Term, disability & long term care products outside of Guardian, Start: 02/15/2004, Address: 419 Plum St., Cincinnati, OH 45202, 9 bus hrs per month, Investment related, >10% annual compensation,
CRS (Client Relationship Summary) - RIA
Click below to view Molly A Snider's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Molly A Snider's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 24, 2003 - Present
PARK AVENUE SECURITIES LLC
Office #2: 419 Plum Street, Cincinnati, OH 45202Office #3: 8549 Montgomery Road Suite 100, Cincinnati, OH 45236RIA
BD
CRD#: 46173
Cincinnati, OH
Current
July 1, 2003 - Present
PARK AVENUE SECURITIES LLC
Office #1: 419 Plum Street, Cincinnati, OH 45202Office #2: 8549 Montgomery Road Suite 100, Cincinnati, OH 45236RIA
BD
CRD#: 46173
CINCINNATI, OH
Past
February 5, 2002 - June 10, 2002
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
February 5, 2002 - June 10, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(12/2/2021)
IAR
Alaska(12/21/2021)
RR
Arizona(9/5/2018)
RR
California(8/28/2006)
IAR
California(9/5/2006)
RR
Colorado(5/1/2019)
IAR
Colorado(5/1/2019)
RR
Connecticut(10/8/2018)
RR
District of Columbia(7/19/2019)
RR
Florida(2/29/2016)
IAR
Florida(3/3/2016)
RR
Georgia(9/5/2018)
IAR
Georgia(9/2/2020)
RR
Illinois(12/2/2009)
IAR
Illinois(7/30/2014)
RR
Indiana(12/15/2003)
IAR
Indiana(9/5/2006)
RR
Iowa(6/27/2022)
IAR
Iowa(6/29/2022)
RR
Kentucky(12/3/2004)
IAR
Kentucky(9/8/2006)
RR
Maryland(9/5/2018)
IAR
Maryland(4/29/2024)
RR
Massachusetts(3/19/2021)
IAR
Massachusetts(3/30/2021)
RR
Michigan(8/11/2010)
IAR
Michigan(9/22/2010)
RR
Mississippi(3/19/2021)
IAR
Mississippi(3/25/2021)
RR
Missouri(7/6/2022)
RR
Nebraska(5/26/2021)
RR
New Jersey(9/21/2011)
RR
New Mexico(12/2/2021)
RR
New York(1/23/2020)
IAR
New York(4/16/2021)
RR
North Carolina(10/2/2014)
IAR
North Carolina(1/4/2016)
RR
Ohio(7/1/2003)
IAR
Ohio(10/24/2003)
RR
Oregon(2/5/2019)
IAR
Oregon(9/9/2022)
RR
Pennsylvania(12/4/2014)
RR
Puerto Rico(4/20/2022)
RR
Rhode Island(6/3/2021)
IAR
Rhode Island(8/19/2021)
RR
South Carolina(9/8/2015)
RR
Tennessee(4/20/2022)
RR
Texas(7/31/2013)
IAR
Texas(3/27/2017)
RR
Utah(2/29/2016)
IAR
Utah(2/29/2016)
RR
Virginia(9/5/2018)
RR
Washington(5/9/2014)
IAR
Washington(2/29/2016)
RR
Wisconsin(3/19/2021)
IAR
Wisconsin(3/22/2021)
RR
Wyoming(9/4/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
