Salvatore J. Trani
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Salvatore Joseph Trani was a registered financial professional .
Salvatore is a previously registered financial professional and started their career in finance in 1968. Salvatore had worked at 10 firms and has passed the Series 41, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 25, 2009 - May 8, 2013
MINT BROKERS
October 19, 2006 - June 11, 2012
CANTOR FITZGERALD & CO.
June 26, 2006 - November 26, 2008
MINT BROKERS
September 16, 2005 - May 3, 2006
CASTLEOAK SECURITIES, LP
September 14, 2005 - May 8, 2013
BGC FINANCIAL, L.P.
July 12, 2001 - July 2, 2003
GGET, LLC.
October 20, 1995 - July 28, 2005
TP ICAP GLOBAL MARKETS AMERICAS LLC
April 17, 1995 - October 13, 1995
CEDAR STREET SECURITIES CORP.
October 3, 1991 - August 18, 1995
INTESA SANPAOLO IMI SECURITIES CORP.
March 18, 1991 - June 30, 1992
CEDAR STREET SECURITIES CORP.
September 25, 1968 - April 30, 1991
MABON, NUGENT & CO.
June 27, 1968 - July 17, 1979
STERN, LAUER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 41
Date: 9/25/1968
NYSE Allied Member ExaminationSeries 1
Date: 6/7/1967
Registered Representative ExaminationSeries 40
Date: 6/21/1968
Registered Principal ExaminationCurrent Firm
MINT BROKERS
CRD#: 13681 / SEC#: , 8-29616
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MINT BROKERS HOLDINGS I, LLC | LIMITED PARTNER | |
| ABULARRAGE, JOHN JOSEPH | CHIEF EXECUTIVE OFFICER | 3265633 |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| HAUF, JASON WILLIAMS | CHIEF FINANCIAL OFFICER | 4163331 |
| LEWIS, THOMAS JOSEPH | MANAGING DIRECTOR FIXED INCOME AND COMMODITIES | 2684821 |
| LYNCH, MARTIN | CHIEF OPERATING OFFICE | 5612726 |
| MINT BROKERS HOLDING II, LLC | GENERAL PARTNER | |
| SULFARO, MICHAEL CARL | CHIEF COMPLIANCE OFFICER | 2483562 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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