Winfield S. Stauffer
Professional summary
Winfield Scott Stauffer, CFP®, who also goes by W Scott Stauffer, Winfield S. Stauffer, is a registered financial advisor currently at BETTERWEALTH LLC located in San Jose, California.
Winfield is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Winfield has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Winfield Scott Stauffer's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2006
Experience
July 9, 2015 - Present
BETTERWEALTH LLC
Office #1: 1475 Saratoga Avenue Suite 200, San Jose, CA 95129November 19, 2012 - June 2, 2015
APW CAPITAL, INC.
October 8, 2012 - July 1, 2015
WEALTH DESIGN, LLC
September 21, 2006 - October 8, 2012
EDWARD JONES
February 20, 2002 - October 8, 2012
EDWARD JONES
Primary Firm SEC Registration
BETTERWEALTH LLC
CRD#: 226661 / SEC#: 801-96317
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/9/2015)
(4/5/2019)
(3/5/2024)
Exams
Current Firm
BETTERWEALTH LLC
CRD#: 226661 / SEC#: 801-96317
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,251 |
| AUM (Assets Under Management) | $ 558,018,194 |
Red Flags
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