ES
Edward W. Sager
STRATEGIC FINANCIAL PARTNERS, LTD
DAMASCUS, OR
Some features on this profile are disabled
CRD#: 4488238
ES
Professional summary
Edward William Sager is a registered financial advisor currently at STRATEGIC FINANCIAL PARTNERS, LTD located in Damascus, Oregon and LPL FINANCIAL LLC located in Clackamas, Oregon.
Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Edward has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 06/10/04 - OUTSIDE SALES OF NON-VARIABLE INSURANCE.
2. 07/23/04 - INVOLVED AS A CPA.
3. 11/23/09 - DBA EWS FINANCIAL SERVICES, INC.
4. 12/19/2009 - REGISTERED INVESTMENT ADVISOR - (HYBRID RIA) RIA WILL CREATE FINANCIAL PLANS AND PROVIDE ASSET MANAGEMENT. FEES COULD BE FLAT, HOURLY, OR PERCENTAGE OF ASSETS MANAGED.
CRS (Client Relationship Summary) - RIA
Click below to view Edward William Sager's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2009 - Present
STRATEGIC FINANCIAL PARTNERS, LTD
RIA
CRD#: 148858
DAMASCUS, OR
Current
May 27, 2004 - Present
LPL FINANCIAL LLC
Office #1: 12550 Se 93rd Ave Ste 150, Clackamas, OR 97015RIA
BD
CRD#: 6413
Clackamas, OR
Past
April 21, 2017 - October 7, 2020
LPL FINANCIAL LLC
RIA
CRD#: 6413
PORTLAND, OR
Past
May 27, 2004 - December 9, 2009
LPL FINANCIAL LLC
RIA
CRD#: 6413
PORTLAND, OR
Past
January 7, 2003 - June 11, 2004
WS GRIFFITH SECURITIES, INC.
RIA
CRD#: 10410
PORTLAND, OR
Past
February 7, 2002 - June 11, 2004
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
STRATEGIC FINANCIAL PARTNERS, LTD
STRATEGIC FINANCIAL PARTNERS, LTD
CRD#: 148858 / SEC#: 801-77447
RIA
Registered Investment Advisory firm - (12/10/2012 Approved)California
Registered Investment Advisory firm - (1/10/2013 Terminated)Oregon
Registered Investment Advisory firm - (12/21/2012 Terminated)Texas
Registered Investment Advisory firm - (11/30/2012 Terminated)Washington
Registered Investment Advisory firm - (3/22/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/24/2010)
RR
California(11/16/2004)
RR
Colorado(11/18/2011)
RR
Florida(11/5/2015)
RR
Idaho(4/17/2013)
RR
Illinois(1/31/2018)
RR
Massachusetts(10/1/2015)
RR
Minnesota(5/7/2009)
RR
North Carolina(6/4/2010)
RR
Ohio(7/16/2004)
RR
Oregon(5/27/2004)
IAR
Oregon(6/29/2009)
RR
South Carolina(4/30/2013)
RR
Texas(4/21/2017)
RR
Vermont(9/2/2011)
RR
Washington(5/27/2004)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SF
STRATEGIC FINANCIAL PARTNERS, LTD
STRATEGIC FINANCIAL PARTNERS, LTD
CRD#: 148858 / SEC#: 801-77447
RIA
Registered Investment Advisory firm - (12/10/2012 Approved)California
Registered Investment Advisory firm - (1/10/2013 Terminated)Oregon
Registered Investment Advisory firm - (12/21/2012 Terminated)Texas
Registered Investment Advisory firm - (11/30/2012 Terminated)Washington
Registered Investment Advisory firm - (3/22/2013 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Bend, OR
Mailing Address
5454 River Road North #20190, Keizer, OR 97307
Phone number
(503) 467-7832
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 900 |
| AUM (Assets Under Management) | $ 268,796,391 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
