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BM

Brandon M. Mann

HORNOR, TOWNSEND & KENT
Holladay, UT 84117
Some features on this profile are disabled
CRD#: 4488207
BM

Professional summary


Brandon Michael Mann, who also goes by Brandon M Mann, is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Holladay, Utah.

Brandon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Brandon has worked at 11 firms and has passed the Series 65, Series 63, Series 52TO, Series 79TO, SIE, Series 7, Series 53 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Brandon M Mann

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: 1847FINANCIAL | POSITION HELD: MANAGER | ADDRESS: 4835 South Highland Drive, Holladay, UT 84117 | START DATE: 01/20/2025 | NATURE OF ACTIVITY: INSURANCE BROKERAGE | APPROX HRS PER MTH: 20-30 | APPROX TRADING HRS PER MTH: 20-30 | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Brandon Michael Mann's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD


Click below to view Brandon Michael Mann's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 22, 2025 - Present

HORNOR, TOWNSEND & KENT, LLC

Office #1: 4835 South Highland Drive, Holladay, UT 84117
RIA
BD
CRD#: 4031
Holladay, UT
Current

January 22, 2025 - Present

HORNOR, TOWNSEND & KENT, LLC

Office #1: 4835 South Highland Drive, Holladay, UT 84117
RIA
BD
CRD#: 4031
Holladay, UT
Past

November 1, 2021 - January 17, 2025

AMERITAS ADVISORY SERVICES, LLC

RIA
CRD#: 317245
LINCOLN, NE
Past

August 10, 2017 - November 1, 2021

AMERITAS INVESTMENT COMPANY, LLC

RIA
CRD#: 14869
Wahoo, NE
Past

August 4, 2017 - January 17, 2025

AMERITAS INVESTMENT COMPANY, LLC

BD
CRD#: 14869
LINCOLN, NE
Past

July 29, 2016 - August 23, 2016

D.A. DAVIDSON & CO.

RIA
CRD#: 199
LINCOLN, NE
Past

July 25, 2016 - August 23, 2016

D.A. DAVIDSON & CO.

BD
CRD#: 199
LINCOLN, NE
Past

May 11, 2010 - July 28, 2016

SMITH HAYES ADVISERS INC

RIA
CRD#: 110776
LINCOLN, NE
Past

April 29, 2010 - July 25, 2016

SMITH HAYES FINANCIAL SERVICES CORPORATION

BD
CRD#: 17059
OMAHA, NE
Past

July 23, 2009 - April 21, 2010

SECURITIES AMERICA ADVISORS, INC.

RIA
CRD#: 110518
LA VISTA, NE
Past

July 22, 2009 - April 21, 2010

SECURITIES AMERICA, INC.

BD
CRD#: 10205
LAVISTA, NE
Past

January 4, 2007 - July 31, 2009

SORRENTO PACIFIC FINANCIAL, LLC

RIA
CRD#: 127787
WAHOO, NE
Past

January 4, 2007 - July 31, 2009

SORRENTO PACIFIC FINANCIAL, LLC

BD
CRD#: 127787
WAHOO, NE
Past

June 16, 2006 - January 9, 2007

SECURITIES AMERICA ADVISORS, INC.

RIA
CRD#: 110518
LINCOLN, NE
Past

June 9, 2006 - January 9, 2007

SECURITIES AMERICA, INC.

BD
CRD#: 10205
LINCOLN, NE
Past

July 8, 2005 - May 26, 2006

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
LINCOLN, NE
Past

April 29, 2005 - May 26, 2006

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
LINCOLN, NE
Past

February 20, 2002 - May 3, 2005

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031 / SEC#: 801-56151, 8-14715

RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Nebraska
(1/22/2025)
IAR
Nebraska
(1/22/2025)
RR
Utah
(1/22/2025)

Exams


State Security Law Exam
IAR
Series 65
Date: 7/1/2005
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031 / SEC#: 801-56151, 8-14715

RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information


Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442

SEC notice filing (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

HTK ADVISORY SERVICES DISCLOSURE BROCHURE - ADV PART 2A (8/12/2025)

Direct owners and executive officers


NamePositionCRD#
1847 FINANCIAL LLCSHAREHOLDER
GUNZENHAUSER, RADFORD MICHAELFINOP7253452
HUCKERBY, KEITH GORDONMANAGER2641591
MASON, ANN-MARIECHIEF LEGAL OFFICER AND SECRETARY7145020
MULLER, NIKI LEEPRINCIPAL OPERATIONS OFFICER7364066
NAGENGAST, HEATHER JILLPRESIDENT, MANAGER5300554
O'MALLEY, DAVID MICHAELCHAIRMAN AND MANAGER4468593
ROBINSON, VICTORIA MARIECHIEF COMPLIANCE OFFICER, MANAGER4556827
WYANT, JUSTINMANAGER8146157

Regulatory assets under management


Total Number of Accounts31,522
AUM (Assets Under Management)$ 7,753,847,039

Disclosures


Regulatory Event11
Arbitration6

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031Holladay, UT 84117

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