Brandon M. Mann
Professional summary
Brandon Michael Mann, who also goes by Brandon M Mann, is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Holladay, Utah.
Brandon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Brandon has worked at 11 firms and has passed the Series 65, Series 63, Series 52TO, Series 79TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brandon Michael Mann's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brandon Michael Mann's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 22, 2025 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 4835 South Highland Drive, Holladay, UT 84117January 22, 2025 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 4835 South Highland Drive, Holladay, UT 84117November 1, 2021 - January 17, 2025
AMERITAS ADVISORY SERVICES, LLC
August 10, 2017 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
August 4, 2017 - January 17, 2025
AMERITAS INVESTMENT COMPANY, LLC
July 29, 2016 - August 23, 2016
D.A. DAVIDSON & CO.
July 25, 2016 - August 23, 2016
D.A. DAVIDSON & CO.
May 11, 2010 - July 28, 2016
SMITH HAYES ADVISERS INC
April 29, 2010 - July 25, 2016
SMITH HAYES FINANCIAL SERVICES CORPORATION
July 23, 2009 - April 21, 2010
SECURITIES AMERICA ADVISORS, INC.
July 22, 2009 - April 21, 2010
SECURITIES AMERICA, INC.
January 4, 2007 - July 31, 2009
SORRENTO PACIFIC FINANCIAL, LLC
January 4, 2007 - July 31, 2009
SORRENTO PACIFIC FINANCIAL, LLC
June 16, 2006 - January 9, 2007
SECURITIES AMERICA ADVISORS, INC.
June 9, 2006 - January 9, 2007
SECURITIES AMERICA, INC.
July 8, 2005 - May 26, 2006
CITIGROUP GLOBAL MARKETS INC.
April 29, 2005 - May 26, 2006
CITIGROUP GLOBAL MARKETS INC.
February 20, 2002 - May 3, 2005
EDWARD JONES
Primary Firm SEC Registration
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/22/2025)
(1/22/2025)
(1/22/2025)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
