GJ
Gerard Jones
GERARD ASSET MANAGEMENT, L.L.C.
WATERFORD, VT
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CRD#: 4488124
GJ
Professional summary
Gerard Jones is a registered financial advisor currently at GERARD ASSET MANAGEMENT, L.L.C. located in Waterford, Vermont.
Gerard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Gerard has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ATTORNEY AT LAW - AREAS OF PRACTICE: ESTATE PLANNING, FINANCIAL PLANNING, ELDER AND DISABLED PERSONS LAW
CRS (Client Relationship Summary) - RIA
Click below to view Gerard Jones's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 25, 1995 - Present
GERARD ASSET MANAGEMENT, L.L.C.
RIA
CRD#: 116191
WATERFORD, VT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Vermont(5/25/1995)
Exams
Current Firm
GA
GERARD ASSET MANAGEMENT, L.L.C.
GERARD ASSET MANAGEMENT, L.L.C.
CRD#: 116191 / SEC#:
Vermont
Registered Investment Advisory firm - (5/25/1995 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Waterford, VT
Mailing Address
P.o. Box 109, Lower Waterford, VT 05848
Phone number
(802) 236-2213
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 41 |
| AUM (Assets Under Management) | $ 9,952,878 |
Red Flags
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